Internal Audit & Compliance Role - NBFC/FinTech (5-9 yrs)

- As the team member of Compliance Control Function, you will be responsible for managing Regulatory compliance matters and Internal Audit

You will be responsible for:

- Create decks/summary for the senior management to review regulatory changes and its impact on the business

- Review and modify existing regulatory policies and recommend new policies in compliance with various regulations applicable to a lending business for unsecured and secured lending products

- Assist the Fraud monitoring team in estimating, monitor and reporting of fraud to the regulator as per agreed process and framework established

- Help design the product and operational processes by evaluating them from a regulatory perspective.

- Work with Finance/Risk/Ops/Info Sec team to make sure that all regulatory reporting requirements are met within the prescribed timelines including returns, board/committee reportings

- Support the team in Co-ordinating and managing regulatory inspection process

- Ensuring all sub-committees are established and functioning in accordance with regulatory requirements

- Providing support to Big 4 consultants for carrying out periodic audits and to ensure that the actions are taken on findings in a timely manner.

- Collaborate with various internal teams to ensure compliance culture is maintained across the organisation and audits are carried out in a timely manner.

You should apply if you have:

- 5-8 years of strong regulatory experience in Banks/NBFCs/Fintechs especially compliance with digital lending compliance matters.

- Company Secretary/MBA with experience of working in a compliance environment

- have the ability to analyse and solve complicated problems, and distil that complexity into simple and concise communication

- seek high ownership, independent environments, and feedback oriented cultures

- must have a very strong operating discipline.

- Strong written and verbal communication skills