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668 JPMorgan Chase & Co. Jobs

Investment Compliance lead

4-6 years

Mumbai

1 vacancy

Investment Compliance lead

JPMorgan Chase & Co.

posted 5hr ago

Job Description

Introductory market language
Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers
Job Summary
As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to regulatory changes. You will act as a change agent, providing technical expertise for compliance projects and ensuring proper rule coding. Your role will involve developing innovative solutions tailored to client needs, maintaining and updating fund rules, and assisting in breach resolution. You will need to stay informed on industry practices and regulations, and focus on solving complex client requests, interpreting investment mandates, and coding rules. A strong understanding of financial instruments, including derivatives, is essential.
Job Responsibilities
  • Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgans clients
  • Ensure that rules are established in accordance with the Client Investment Agreement and adapt them as needed based on regulatory changes.
  • Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.
  • Develop innovative solutions to meet client requirements, including coding within the Compliance Reporting application, while optimizing the existing rule library.
  • Understand and address specific client nuances to deliver appropriate and optimal solutions that meet their objectives.
  • Maintain and update existing fund rules within the system, adapting solutions to meet the evolving needs of clients in a timely manner.
  • Align client requirements with system capabilities and perform necessary maintenance on client accounts.
  • Investigate breaches of investment guidelines with investment managers to assist clients in resolving issues, while staying informed about industry practices, product developments, and regulatory changes.
  • Focus on solving complex technical requests for global clients, interpreting investment mandates to identify and code rules, and possessing or quickly acquiring knowledge of various financial instruments, including derivatives.
Required Qualifications, Skills and Capabilities
  • Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) and experience financial instruments
  • The successful candidate would have the following key attributes, demonstrated by suitable experience
    • Coding or report writing experience, ideally with logic-based database systems
    • Excellent financial market and instrument knowledge
    • Compliance reporting product knowledge
  • All candidates must have
    • Excellent written and verbal communication
    • Strong analytical, organisational and problem solving skills

Employment Type: Full Time, Permanent

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What people at JPMorgan Chase & Co. are saying

Compliance Lead salary at JPMorgan Chase & Co.

reported by 1 employee with 6 years exp.
₹10.6 L/yr - ₹13.5 L/yr
14% less than the average Compliance Lead Salary in India
View more details

What JPMorgan Chase & Co. employees are saying about work life

based on 6k employees
65%
87%
76%
73%
Flexible timing
Monday to Friday
No travel
Day Shift
View more insights

JPMorgan Chase & Co. Benefits

Submitted by Company
Employee Programs
Wellness Programs
Health Care and Insurance Plans
Family Care
Retirement Savings Programs
Submitted by Employees
Free Transport
Cafeteria
Health Insurance
Soft Skill Training
Job Training
Work From Home +6 more
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JPMorgan Chase & Co. Mumbai Office Locations

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Mumbai Office
Headquarter
JPMorgan Asset Management India Private Limited, J.P. Morgan Tower, Off. C.S.T. Road, Near Nafa Bus Stop, Kalina, Santacruz East Mumbai
Maharashtra 400098
Mumbai Office
aradigm Towers-B Wing, Mindspace, Malad Goregaon Link Rd, Malad (W), Mumbai Mumbai
400 064

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