The Compliance Specialist for Digital Technology will be responsible for ensuring Investec remains up-to-date with relevant regulatory requirements by:
Creating, updating and maintaining a register of all relevant regulations and legislation from jurisdictions where Investec operates
Aggregating the requirements of the regulations and de-duplicating them in the (Unified Compliance) tool to create a single list of controls
Ensuring the Investec Risk and Control library is updated accordingly in the GRC System (Protecht)
Providing communication and training to key stakeholders.
Regulatory Compliance:
Continuously monitor and assess regulatory changes related to DT compliance in every Investec jurisdiction.
Map regulatory requirements against current internal controls, policies, and procedures.
Recommend updates or new controls to ensure regulatory alignment.
Risk Assessment GRC Tool:
Advise the GRC team on any thematic issues regarding non-compliance with regulations
Assist, where necessary, in updating risk assessments, to reflect current compliance requirements.
Agree appropriate remediation plans if required
Collaboration Support:
Work closely with the DT GRC team to raise awareness of DT compliance obligations.
Act as a resource to Compliance Heads, CIOs, etc providing guidance on DT regulations and legislation.
Vendor Contract Management:
Act as a resource to internal procurement teams to assist in the understanding of compliance obligations.
Reporting:
Develop a process for regular reporting on DT compliance.
Policy Development Training:
Assist in developing and updating relevant policies and procedures, ensuring alignment with regulatory requirements.
Support the delivery of IT compliance training to relevant stakeholders.
Core Skills and Knowledge:
Regulatory Knowledge as applicable to role.
To act with integrity at all times and embrace the philosophy of treating our customers fairly
Experience of working within environments with strong regulatory regimes
Good understanding of best practice standards and governance frameworks