AML Surveillance Analyst

Role Overview

Interactive Brokers seeks an FIU Surveillance Analyst who is hardworking, detail-oriented, careful and a problem solver

This Analyst will be based in the Mumbai office and will assist in reviewing and analysing the cashiering activities of the firm's clients in accordance with the firm's AML/CTF policy

This role requires high energy and the ability to learn new skills in a dynamic environment

Responsibilities

The role has regional responsibility and will involve:

Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG

Communicate with clients on monitoring and surveillance-related matters

Reviewing and providing suggestions to enhance existing surveillance systems/reports

Implement approved enhancement changes and changes required due to regulatory changes

Staying up to date with changes in market conduct, AML and other related regulations,

Staying up to date with APAC and international developments in relevant areas of regulations and law

Required Qualifications And Skills

Familiarity with AML/CTF Rules

Fluency in English (both written and spoken) is essential

Good communication skills and client service experience would be advantageous

Good quantitative, analytical, and problem-solving skills

Solid academic background with relevant qualifications

Have a "can do" attitude and willingness to learn

Good organizational skills with the ability to multi-task, prioritise and work with minimal supervision

Ability to work in a small-team environment

A high degree of comfort and fluency with computers and technology, an understanding of how technology is applied to business and regulatory problems, or an ability to develop this rapidly

Company Benefits & Perks

Competitive salary package

Performance-based annual bonus (cash and stocks)

Hybrid working model (3 days office/week)

Group Medical & Life Insurance

Modern offices with free amenities & fully stocked cafeterias

Monthly food card & company-paid snacks

Hardship/shift allowance with company-provided pickup & drop facility*

Attractive employee referral bonus

Frequent company-sponsored team-building events and outings

Depending upon the shifts

The benefits package is subject to change at the management's discretion

Company Overview

Interactive Brokers Group, Inc

(Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries

We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories

We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers

Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years

Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology