Jr Auditor-Concurrent AUDIT-RLOPS

Department :  CPU Liabilities - concurrent Internal Audit Team 

Location:  Vikhroli, Mumbai 

Job Responsibilities

• Review of various process / of account opening / instruction handled through digital platform / physical account opening/processes 
• Keeping the team abreast of latest regulatory & internal guidelines pertaining to KYC / AML etc.  
• Close looping and monitoring of quality of exceptions raised by audit team  
• Managing and guiding team on the latest regulatory/statutory guidelines  
• Timely submission of daily / weekly / fortnightly / monthly audit reports  
• Close looping and monitoring of system level gaps / process level gaps identified during process reviews/walkthroughs etc 
• Review of all exception reports to be released to various business units. 
• Timely, accurate and effective documentation of the exceptions observed during the course of audit. 
• Discussion of Audit observations with the Auditee, arriving at corrective action and timely submission of report  

Attributes: 

I.        Technologically advanced:  •         Strong financial data and Statistical analysis, data validation and problem-solving abilities. •         Advanced knowledge with Microsoft Office Suite (Word, Excel, Power Point). •         Ability to stay abreast with technological changes in the digital world, regulatory guidelines etc. 

II.            Communication skills:  •         Good written and oral communication skills. •         Capable of documenting the Audit observations effectively, communicating with the Auditee in order to bring about corrective action.

III.          Auditing skills:  •         Capable of identifying the risk and evaluating the effectiveness of the internal control put in place.   •         Keen attention to detail, eye for observation 

IV.           Other skills:  

• Self-motivated and inquisitive to learn new areas. 
• Team player  
• Capability to multi-task & adaptability