Internal Audit - Compliance and Legal Technology - Vice President

Internal Audit-Compliance and Legal Technology Audit-Vice President

Who We Look For
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

Corporate Compliance and Legal Engineering Audit:

C&L Engineering audit team is responsible to primarily cover Compliance and Legal functions within the firm. Global Compliance manages the firm s compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and changes in regulations in all jurisdictions in which the firm does business and develops and implements firmwide and divisional policies and procedures. In addition to advising the firm s businesses, Global Compliance is responsible for managing audits and inquiries, Compliance learning, surveillance and testing the firm s risk management infrastructure.

The Legal Divisions mission is to advance and protect the interests of the firm by providing the highest quality legal advice. Central to our mission is the identification and provision of advice with respect to the resolution of legal, regulatory and reputational risks. As part of the firm s second line of defense, Legal helps ensure that the firm s activities are conducted within the boundaries of the law and consistent with preserving and enhancing the firm s reputation.

As an Engineering Auditor, you will be involved in providing assurance on the data completeness, data integrity, applications stability, system operations, user access, change management, application controls, and other technology general controls across new and emerging technologies, including cloud, artificial intelligence, machine learning, etc.

Your Impact:

As part of the third line of defense, you will be involved in independently assessing the firm s overall control environment, communicating the results to the firm s local and global management on the effectiveness of the firm s controls that mitigate current and emerging risks, and monitoring the management s implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firm s internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.

Responsibilities:

For each assigned project, you will be involved in scoping and planning of the project/audit. You will play a vital role in audit execution focusing on the review of Technology processes and analyzing the risks involved and assessing the design and operating effectiveness of the controls implemented to mitigate the risk. You will be responsible in documenting the assessments and testing conducted and discussing the results with the firms local and global management. You will also be involved in reviewing the audit documentation completed by the audit team. Additionally, you will also monitor and follow up with management on the resolution of the open audit findings.

Basic Qualifications:

Preferred Qualifications: