Manager - Compliance - Mutual Fund (3-9 yrs)

Department - Legal & Compliance

Designation - Manager / Senior Manager - Compliance

Reporting to - Head Legal & Compliance

Roles and Responsibilities :

(a) Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets

(b) Responsible for reviewing, interpreting, monitoring and implementation of circulars / notifications issued by SEBI / AMFI / PMLA

(c) Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996.

(d) Responsible for due diligence / verification of Compliance Policies and Compliance Manual

(e) Responsible for Pre and Post Committee Meeting Functions - preparation of agenda papers, reports, minutes etc.

(f) Responsible for Preparation & Updation of Scheme Information Document / Key Information Memorandum / Statement of Additional Information

(g) Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund

(h) Co-ordination with the Internal and Statutory Auditors

(i) Co-ordination within the Internal Departments

(j) Maintenance of Statutory Records and MIS

Experience - 3 to 8 Years in Mutual Funds

Qualifications - B.Com, ACS

Industry - Mutual Fund