Business Controls Analyst

The Business Risk & Controls ( BRC ) team is a specialist First Line team operating within the Equiniti US Shareholder Services division. This role is responsible for the oversight and implementation of the group control framework. Working in close collaboration with the products/business line along with other complimenting Business Risk & Control teams, this group will be responsible for governance and overall oversight of the control landscape and strategy for the Division (control design, control operations, read-across implications to enhance controls, controls testing program, key controls oversight in the system of record). This group will ensure best practices are adhered to and implemented in collaboration with the 2nd and 3rd Lines of Defense.

The BRC team closely aligns with the businesses for operational risk and control framework activities including design, implementation, ongoing monitoring/reporting, and testing/validation of controls.

We are looking for an accomplished and seasoned applicant with equivalent work experience, supplemented with wider financial business and product knowledge from other roles, to be a part of the BRC Central Controls function for the Division.

Core Duties/Responsibilities

The successful candidate will be responsible for the following:

Skills, Capabilities and Attributes

The successful candidate will demonstrate the following experience, skills and behaviours: