Consultant - Reg reporting

3:30pm IST to 12:30 am IST.

Bangalore/ Hyderabad

Max 60 days Notice Period

Role & responsibilities

In this role, you will:

• Participate in a variety of assigned and ongoing business operations to ensure

success in meeting business goals and objectives

• Identify opportunities for process improvement by conducting root cause testing

of all compliance and business metrics

• Determine areas of strength or Business Execution opportunity within defined

scope of work

• Review and research strategies and action plans to establish effective processes

while meeting performance metrics and policy expectations

• Present recommendations to develop, implement, and monitor strategic

approaches, effectiveness of support function, and business performance

improvement opportunities for managing risks of the business

• Exercise independent judgment and provide guidance in diverse support

functions and operations for a single business group within a line of business

Desired Qualifications:

• Must have experience in FINRA reg reporting space: CAT, Blue Sheets,

TRACE, MSRB, etc.

• Experience with end-to-end, front-to-back Change Management within Capital

Markets.

• Knowledge of OTC Derivatives through from trade capture to back-office

• Experience documenting Testing Strategies, coordinating testing efforts across

multiple platforms and business functions, capturing and documentation of UAT

results, creation of test scripts and managing the pass/fail process of all test

procedures.

• Working knowledge and implementation experience within Regulatory

Transaction Reporting- CFTC, HKMA, CAD, EMIR, MIFID is a plus

• Working knowledge of industry trade repositories (ie. DTCC) is a plus

• Experience with implementation of strategic control framework across multiple

reporting requirements and regimes.

• Ability to interface between the business and technology teams, work

collaboratively and communicate effectively with stakeholders in IT, Operations,

Product Control and the Business.

• Ability to understand problems, identify solutions and develop clear options and

recommendations.

• Experience with both waterfall and agile approaches to project delivery

• Ability to support the shift from 3:30pm IST to 12:30 am IST.

• Design and document new business requirements to drive change or

enhancements to regulatory reporting platform.

• Perform impact assessments to understand the impact on Operations, across all

front-office assets (including Rates, Credit, SPG, Exotics, FX, Commodities,

Equities, Futures, Repos and Bonds), of new guidelines published by regulators.

• Drive delivery of all project deliverables including business case, requirements,

project planning, testing, implementation, and closing.

• Identify, analyze and manage risks, issues and interdependencies, escalating as

necessary and ensure project tasks are completed according to established

timelines

Preferred candidate profile

Perks and benefits