Add office photos
Engaged Employer
i
This company page is being actively managed by
BNY Team. If you also belong to the team, you
can get access from
here
BNY
Compare
All Filters
573 BNY Jobs
Associate, Compliance & Control II
0-3 years
Pune
1 vacancy
Associate, Compliance & Control II
BNY
posted 3mon ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
- Under direct supervision, contributes to the compliance efforts of the assigned business unit
- Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more experienced professionals
- May assist with drafting of documentation when control changes are made
- Under direct supervision, analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business current state of compliance
- As needed, assists with projects and program tasks intended to improve compliance and enhance the control environment
- Assists with analyses of control processes to ensure they are in compliance with all applicable laws, rules and regulations
- Begins to build working relationships with business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities
- With direct supervision, assists with the assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses
- May begin to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps
- May assist with the preparation of non-complex reporting, as directed
- Escalates issues to more experienced professionals
- No direct reports
- Contributes to the achievement of team objectives
- Modified based upon local regulations/requirements
- Bachelor s degree or the equivalent combination of education and experience is required
- Business or Finance degree preferred
- 0-3 years of total work experience preferred
- Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
Employment Type: Full Time, Permanent
Read full job descriptionPrepare for Compliance roles with real interview advice
People are getting interviews at BNY through
People are getting interviews through
(based on 204 BNY interviews)
Job Portal
Referral
Walkin
Company Website
Campus Placement
Recruitment Consultant
30%
14%
14%
13%
12%
3%
14% candidates got the interview through other sources.
High
Confidence
?
High Confidence means the data is based on a large number of responses received from the candidates.
What people at BNY are saying
What BNY employees are saying about work life
based on 3.9k employees
Flexible timing
Monday to Friday
No travel
Day Shift
BNY Benefits
View more benefits
Compare BNY with
State Street Corporation
Compare
Northern Trust
Compare
Citibank
Compare
HSBC Group
Compare
JPMorgan Chase & Co.
Compare
Goldman Sachs
Compare
Morgan Stanley
Compare
UBS
Compare
Bank of America
Compare
Bajaj Finserv
Compare
Wells Fargo
Compare
Cholamandalam Investment & Finance
Compare
American Express
Compare
Motilal Oswal Financial Services
Compare
HDFC Sales
Compare
Axis Direct
Compare
Citicorp
Compare
Aditya Birla Capital
Compare
BNP Paribas
Compare
Aon
Compare
Similar Jobs for you
BNY Pune Office Locations
Pune Office
iNautix Technologies India Pvt Limited,Hadapsar, Level 3, Tower 8, Magarpatta City SEZ
Pune
Maharashtra 411013
Maharashtra 411013
Pune Office
BNY Mellon India Operations, 6, Commerzone IT Park Internal Rd, Commerzone IT Park, Yerawada
Pune
Maharashtra 411006
Maharashtra 411006
Associate, (Supervisory), Fund/Client Accounting Representative II
3-5 Yrs
Pune
Share an Interview