Company Secretary - Head

Role: CS/ Compliance Lead

Location: Noida (sector 63, walking distance for Electronic City Metro Station)

Experience Required: Minimum post qualification 10+ years

Job Summary:

We are seeking a highly skilled and experienced Compliance Manager to join our team. The ideal candidate will have a strong background in compliance, with a particular focus on RBI compliances for Systemically Important Non-Banking Financial Companies (NBFCs). The role also involves managing compliance related to the Ministry of Corporate Affairs (MCA), the Companies Act, various statutory regulations, and compliances associated with equity and debt raises.

Incumbent should have been a part of a successful IPO journey in present or any past stint. Must possess good knowledge about the listing process.

Key Responsibilities:

• Oversee and ensure compliance with RBI regulations specific to Systemically Important NBFCs.
• Manage and monitor compliance with the Ministry of Corporate Affairs (MCA) and the Companies Act.
• Handle various statutory compliances, ensuring adherence to legal and regulatory requirements.
• Oversee and manage compliances related to equity and debt raises.
• Develop, implement, and maintain compliance policies and procedures across the organization.
• Conduct regular audits and assessments to ensure ongoing compliance with all applicable laws and regulations.
• Serve as a liaison with regulatory bodies and ensure timely submission of reports and documentation.
• Provide training and guidance to internal teams on compliance matters.
• Stay updated with changes in laws and regulations that may affect the organization.

Qualifications:

• A minimum of 10+ years of experience in compliance management, with a strong focus on RBI regulations for Systemically Important NBFCs.
• Extensive knowledge of MCA regulations, the Companies Act, and statutory compliances.
• Experience in managing compliance related to equity and debt raises.
• Must have an IPO journey experience(Preferred in NBFC).
• Strong analytical and problem-solving skills, with attention to detail.
• Excellent communication and interpersonal skills.
• Ability to work independently and collaboratively within a team.

Preferred Qualifications:

• Must be a CS qualified. Professional certification in compliance or related fields is a plus.
• Prior experience in a financial services organization, particularly an NBFC, is highly desirable.