Deputy General Manager/General Manager - Company Secretary (14-20 yrs)

Education- CS

Experience- 14 Years (Post qualification)

Atleast 6 years of experience (latest) in a listed entity

Location- Delhi

Key Job responsibilities

1. CORPORATE GOVERNANCE AND SECRETARIAL

Corporate Governance Services:

- Advising on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, Securities and Other Business Laws and regulations and guidelines made thereunder

- Corporate Secretarial Services

- Promotion, formation and incorporation of companies and matters related therewith

- Filing, registering any document including forms, returns and applications by and on behalf of the company as an authorized representative

- Maintenance of secretarial records, statutory books and registers

- Arranging board/general meetings and preparing minutes thereof

- Investor Servicing

2. NBFC / CIC REGULATIONS

- Expert knowledge of NBFC and related RBI regulations

- Ensuring NBFC Compliances including quarterly, annually, policies, board meetings, committee meetings etc.

- Coordination with RBI officials and related inspections

- Handling related external/ internal audits

3. CORPORATE LAWS ADVISORY AND REPRESENTATION

Corporate Laws Advisory Services:

- Advising companies/management on Compliance of legal and procedural aspects, particularly under

- SEBI Act, SCRA and rules and regulations made thereunder

- Foreign Exchange Management Act

- Depositories Act

- Mergers and Amalgamations and Strategic Alliances

- Foreign Collaborations and Joint Ventures

- Drafting of Legal documents (pertaining to secretarial role)

4. FINANCIAL MARKETS

Public Issue, Listing and Securities Management:

- Advisor/consultant in issue of shares and other securities

- Drafting of prospectus/offer for sale/letter of offer/other documents related to issue of securities and obtaining various approvals in association with lead managers

- Listing of securities/delisting of securities with recognized stock exchange

- Private placement of shares and other securities

- Buy-back of shares and other securities

- Raising of funds from international markets Bonds/ADR/GDR/ECB

5. OTHERS

Takeover Code and Insider Trading:

- Ensuring compliance of the Takeover Regulations and any other laws or rules as may be applicable in this regard

- Maintaining Records under SDD

- Acting as Compliance Officer and ensuring compliance with SEBI (Prohibition of insider Trading) Regulations, 1992 including maintenance of various documents.

Securities Compliance and Certification Services:

- Compliance with rules and regulations in the securities market particularly

- Internal Audit of Depository Participants

- Certification under SEBI (DIP) Guidelines

- Audit in relation to Reconciliation of shares

- Certificate in respect of compliance of Private Limited and Unlisted Public Company (Buy Back Securities) Rules