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Compliance
Anand Rathi: Online Stock Trading & Advisory
posted 2d ago
Job Description
Role & responsibilities
- Assisted in various audit and inspection processes, Including SEBI joint inspection, NSE, MCX, BSE, NCL inspection, UCC thematic inspection.
- Timely submission of monthly, quarterly and other PMS and MF reports to SEBI, adhering to regulatory norms.
- Implementing QSB circular updates and consistently meeting reporting deadlines under QSB framework.
- Handling IFSCA queries and other data / information submission as required by the authority from time to time.
- Implementation of IFSCA regulations on AML/KYC.
Location: Goregaon East, Mumbai
Employment Type: Full Time, Permanent
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