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1 A K Capital Services Job

AK Capital Services - Company Secretary - NBFC Compliance (7-15 yrs)

7-15 years

AK Capital Services - Company Secretary - NBFC Compliance (7-15 yrs)

A K Capital Services

posted 2mon ago

Job Role Insights

Fixed timing

Job Description

Position Details -

1. Title - Compliance

2. Location- Kalina, Mumbai (HO)

3. Experience- 7-10 Years (Post Qualification) in HFC & NBFC Secretarial and Compliance

4. Travel Requirement - Rarely

5. Openings - 1 No.

6. Role of Position - NBFC and HFC Secretarial, Legal and Compliance

7. Department - Secretarial and Compliance

Responsibilities -

Qualifying Questionnaire:

Industry-specific questions to assess candidates' qualifications and determine whether his/her objectives

align with those of the organization:

Qualification:

Essential - Commerce Graduate, CS and LLB

Good to Have - NA

Essential Skills -

(i) Communication,

(ii) Drafting

(iii) Interpretation of Law

Job Description:

i. Ensure the compliance of SEBI (Listing Obligations and Disclosure Requirements), Regulations, 2015 for High Value Debt Listed Cos.

ii. Independently handling Secretarial Compliance of Housing Finance Company and Systematically important non-deposit taking non-banking financial company.

iii. Assist the Board and the Senior Management in drafting and implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.

iv. Play the central role in identifying the level of Compliance risk.

v. Ensure compliance of regulatory/ supervisory directions given by RBI for SI- NBFC and HFC

vi. Drafting, vetting and negotiating the legal agreements, contracts and arrangements etc


Functional Areas: Accounting/Finance

Read full job description

Prepare for Company Secretary roles with real interview advice

Top A K Capital Services Company Secretary Interview Questions

Q1. What is you current role ? What is demat account? What are documents required for demat account opening? What is your achievement? Why are c ... read more
Q2. Tell me about yourself? What do you know about fixed income products? How are bonds different than equity?
Q3. Relationship between interest rates and bond prices
View all 11 questions

What people at A K Capital Services are saying

What A K Capital Services employees are saying about work life

based on 80 employees
91%
36%
43%
100%
Strict timing
Monday to Friday
Within city
Day Shift
View more insights

A K Capital Services Benefits

Soft Skill Training
Work From Home
Health Insurance
Job Training
Team Outings
Education Assistance +6 more
View more benefits

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A K Capital Services Mumbai Office Location

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Mumbai, Maharashtra Office
Headquarter
601-603, 6th Floor, Windsor, Off CST Road, Kalina, Santacruz (East), Mumbai 400 098, India Mumbai, Maharashtra
400098

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