1 A K Capital Services Job

Position Details -

1. Title - Compliance

2. Location- Kalina, Mumbai (HO)

3. Experience- 7-10 Years (Post Qualification) in HFC & NBFC Secretarial and Compliance

4. Travel Requirement - Rarely

5. Openings - 1 No.

6. Role of Position - NBFC and HFC Secretarial, Legal and Compliance

7. Department - Secretarial and Compliance

Responsibilities -

Qualifying Questionnaire:

Industry-specific questions to assess candidates' qualifications and determine whether his/her objectives

align with those of the organization:

Qualification:

Essential - Commerce Graduate, CS and LLB

Good to Have - NA

Essential Skills -

(i) Communication,

(ii) Drafting

(iii) Interpretation of Law

Job Description:

i. Ensure the compliance of SEBI (Listing Obligations and Disclosure Requirements), Regulations, 2015 for High Value Debt Listed Cos.

ii. Independently handling Secretarial Compliance of Housing Finance Company and Systematically important non-deposit taking non-banking financial company.

iii. Assist the Board and the Senior Management in drafting and implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.

iv. Play the central role in identifying the level of Compliance risk.

v. Ensure compliance of regulatory/ supervisory directions given by RBI for SI- NBFC and HFC

vi. Drafting, vetting and negotiating the legal agreements, contracts and arrangements etc