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Institutional Shareholder Services Compliance Analyst Interview Questions and Answers

Updated 3 May 2024

Institutional Shareholder Services Compliance Analyst Interview Experiences

1 interview found

Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Not Selected

I applied via LinkedIn and was interviewed in Apr 2024. There were 2 interview rounds.

Round 1 - One-on-one 

(3 Questions)

  • Q1. Very behavioural questions asked, extremely nice people
  • Q2. What are your strengths
  • Q3. What are your weaknesses
Round 2 - Technical 

(1 Question)

  • Q1. Again very friendly people, asking different scenario questions to judge your capabilities

Interview questions from similar companies

Interview experience
3
Average
Difficulty level
Easy
Process Duration
2-4 weeks
Result
No response

I applied via Walk-in and was interviewed before Oct 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(2 Questions)

  • Q1. Functions of compliance
  • Ans. 

    Functions of compliance include ensuring adherence to laws and regulations, implementing policies and procedures, conducting audits and investigations, and providing training and guidance.

    • Ensuring adherence to laws and regulations

    • Implementing policies and procedures

    • Conducting audits and investigations

    • Providing training and guidance

  • Answered by AI
  • Q2. Financially compliance
Interview experience
3
Average
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(1 Question)

  • Q1. What is GAAP analysis?
  • Ans. 

    GAAP analysis refers to the process of evaluating financial statements to ensure they comply with Generally Accepted Accounting Principles.

    • GAAP analysis involves reviewing financial statements to ensure they are prepared in accordance with GAAP standards

    • It includes assessing the consistency, accuracy, and completeness of financial information

    • Identifying any deviations from GAAP principles and recommending adjustments

    • En...

  • Answered by AI
Interview experience
3
Average
Difficulty level
Easy
Process Duration
2-4 weeks
Result
No response

I applied via Walk-in and was interviewed before Oct 2022. There were 2 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - HR 

(2 Questions)

  • Q1. Functions of compliance
  • Ans. 

    Functions of compliance include ensuring adherence to laws and regulations, implementing policies and procedures, conducting audits and investigations, and providing training and guidance.

    • Ensuring adherence to laws and regulations

    • Implementing policies and procedures

    • Conducting audits and investigations

    • Providing training and guidance

  • Answered by AI
  • Q2. Financially compliance

Institutional Shareholder Services Interview FAQs

How many rounds are there in Institutional Shareholder Services Compliance Analyst interview?
Institutional Shareholder Services interview process usually has 2 rounds. The most common rounds in the Institutional Shareholder Services interview process are One-on-one Round and Technical.
How to prepare for Institutional Shareholder Services Compliance Analyst interview?
Go through your CV in detail and study all the technologies mentioned in your CV. Prepare at least two technologies or languages in depth if you are appearing for a technical interview at Institutional Shareholder Services. The most common topics and skills that interviewers at Institutional Shareholder Services expect are Compliance, Finance, Monitoring, Social Media and ISS.
What are the top questions asked in Institutional Shareholder Services Compliance Analyst interview?

Some of the top questions asked at the Institutional Shareholder Services Compliance Analyst interview -

  1. again very friendly people, asking different scenario questions to judge your c...read more
  2. very behavioural questions asked, extremely nice peo...read more

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