BP Wealth Senior Executive Interview Questions and Answers

Q1. Walk me through your resume.
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Q2. What are the recent updates/circulars with regards to reportings by the exchanges.
Ans. 
Exchanges have recently issued circulars on new reporting requirements.
• SEBI has mandated exchanges to provide daily reports on client funding and margin obligations.

• Exchanges have introduced new reporting formats for trade data and risk management.

• Recent circulars require exchanges to report on compliance with margin requirements and client position limits.
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Q3. What is the process of settlement of funds of a client.
Ans. 
The process of settlement of funds involves transferring funds from the client's account to the designated recipient.
• Client initiates a request for fund settlement

• Verification of the request and available funds

• Transfer of funds to the designated recipient

• Confirmation of successful settlement

• Record keeping of the transaction
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Q4. What is the process that occurs at stockbrokers' end when an order is placed in the stock market.
Ans. 
Stockbrokers process orders by routing them through various systems and exchanges to execute trades on behalf of clients.
• When an order is placed, it is first entered into the broker's order management system.

• The order is then routed to the appropriate exchange or trading venue based on factors like price, liquidity, and speed of execution.

• The exchange matches the buy and sell orders, and the trade is executed.

• Confirmat...read more
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Q1. What was the biggest achievement in your previous job?
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Q2. Have you ever managed any client independently?
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A Personality test was administered

Q1. 1.Tell us about your family Background
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Q2. Tell us your career goals
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Q1. Tell me about your self
Ans. 
I am a seasoned executive with over 20 years of experience in leading successful teams and driving business growth.
• I have a proven track record of delivering results and exceeding targets

• I am skilled in strategic planning, budgeting, and resource allocation

• I am a strong communicator and collaborator, able to build and maintain relationships with stakeholders at all levels

• I am passionate about developing and mentoring t...read more
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Q2. Why did you leave your previous job
Ans. 
Seeking new challenges and growth opportunities
• Desire for professional development

• Limited growth potential in previous role

• Looking for new challenges and experiences

• Company restructuring resulted in redundancy
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Q3. This salary you will satisfied
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Q1. None of above queation
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Q2. What do you know about our company's products and service
Ans. 
Your company offers a wide range of products and services to cater to various needs of customers.
• Your company offers products and services in multiple categories such as electronics, home appliances, fashion, and beauty.

• The company has a strong online presence and offers easy and secure online shopping experience to customers.

• The company also provides after-sales services such as repair and maintenance services for its...read more
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