Advisory Manager Interview Questions and Answers

Nidhi company, ROC, TDS, GST compliances for different types of entities.

• Nidhi companies must comply with the Nidhi Rules, 2014.

• ROC compliances include filing of annual returns, financial statements, etc.

• Proprietorship, OPC, and Pvt Ltd companies have different ROC compliances.

• TDS provisions require deduction of tax at source and timely deposit with the government.

• GST provisions include registration, filing of returns, payment of taxes, etc.

Yes, I am familiar with derivatives strategy and have experience in implementing various strategies.

• I have knowledge of different types of derivatives such as options, futures, and swaps

• I have experience in using derivatives for hedging, speculation, and arbitrage

• I am familiar with risk management techniques using derivatives

• I have implemented strategies like covered calls, straddles, and spreads

Stock market is a platform where securities like stocks, bonds, and commodities are bought and sold.

• Stock market allows companies to raise capital by issuing stocks to investors.

• Investors can buy and sell stocks to potentially earn profits.

• Stock prices are influenced by various factors like company performance, economic conditions, and market trends.

• Examples of stock exchanges include NYSE, NASDAQ, and London Stock Exchange.

The relevance of past exposure is important in assessing the candidate's suitability for the Advisory Manager role.

• Past exposure provides insights into the candidate's experience and expertise in the field of advisory.

• It helps evaluate the candidate's ability to handle complex situations and provide strategic advice.

• Past exposure can demonstrate the candidate's understanding of industry trends and regulatory requirements.

• It allows the interviewer to assess the candidate's tra...read more