Accounts Subject Matter Expert

Accounts Subject Matter Expert Interview Questions and Answers

Updated 14 Mar 2024

Q1. Describe OTC life cycle

Ans.

OTC life cycle refers to the process of an over-the-counter trade from initiation to settlement.

  • Initiation of trade by the client or broker

  • Negotiation of terms including price and quantity

  • Execution of trade through a trading platform or directly with counterparty

  • Confirmation of trade details

  • Settlement of trade by exchanging cash or securities

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