Manager - Internal Control

Upstox is one of Indias leading fintech companies with a mission to simplify trading & investing to make it easily accessible to the masses. We aim to enable everyone, from new investors to seasoned traders, to invest across multiple categories with our state-of-the-art trade & investment platform and commission-free pricing. We offer numerous asset categories to invest in, like Stocks, IPOs, Mutual Funds, and more.

By focusing on our customers needs and equipping them with personalised yet powerful tools, we witnessed a steep growth of 800% in our customer base from 25 Thousand in 2017 to 2 Lakh in 2019. With 1500% growth in 2020, currently, over 10 million customers trust us with their investment decisions, thus setting us on the course to become an industry-leader in the country.

Our mission is simple - to break down the complexities of investing and make it more effortless, accessible, affordable, and easy for the masses to adopt. This key principle when infused with intuitive design and leading-edge technology will help us empower every Indian to take control of their investments.

RKSV Securities was founded by Ravi Kumar and Shrinivas Viswanath in 2009 and was soon graced by Kavitha Subramanian as the third co-founder in 2016. Backed by Ratan Tata, Upstox had raised $4 million in Series A funding in early 2016 that was led by Kalaari Capital. The Series B funding round scaled multifold and witnessed an investment of $25 million by US-based investment firm - Tiger Global Management in September 2019.

We have a team of highly skilled technology and finance professionals, and are currently looking for highly motivated field experts to be part of our high-energy team.

Here is what you need to know about this role:

Job Title:

Manager - Internal Control (Full-time)

Location: Mumbai

Job description summary:

Key Accountabilities

Assist in the development of organisational Risk Management Plan

Plans financial, regulatory, compliance or operational reviews / audits

Periodically analyse and evaluate the effectiveness of the control system in place to mitigate risk and promote the control culture of the organisation

Conduct performance audit and special audit investigations as and when necessary, or upon request by an appropriate authority;

Liaise with all departments within the organisation to ensure effective and efficient auditing of operations;

Coordinate audit activities with external auditors;

Recommend changes in policies and procedures in a way that shall impact positively on the achievement of the goals and objectives of the Audit Unit in the organisation

Undertake any other duties that may be assigned from time to time.

Experience & knowledge

Minimum of a Bachelors degree in a relevant field

Full professional accounting qualification (CA or equivalent)

Technical skills, abilities & qualifications

Relevant years of post-qualification working experience in broking industry in a managerial position

Considerable knowledge of accounting principles, practices, procedures and generally accepted auditing standards

Comprehensive knowledge of legal and regulatory requirements

Results-oriented with strong analytical, problem-solving, and decision-making skills

Excellent communication (written and verbal) and interpersonal skills

Advanced computer literacy skills - MS Office (Word, Excel, PowerPoint), PowerBI, Tableau etc.