Compliance Officer

Job Summary:

We are seeking a proactive and detail-oriented Compliance person with 4-6 years of experience in managing compliance for Infrastructure Investment Trusts (InvITs) or listed companies. The ideal candidate will ensure adherence to regulatory requirements, manage compliance frameworks, and support corporate governance initiatives.

Key Responsibilities:

Regulatory Compliance:

• Ensure compliance with SEBI regulations, Companies Act, Listing Obligations and Disclosure Requirements (LODR), and other relevant laws.
• Ensure timely compliances/filings (quarterly, half yearly and annual) with Stock Exchanges/Ministry of Corporate Affairs (MCA)
• Carry out corporate due diligence and perform necessary closing actions, for acquisitions.
• Constitution of various Board Sub-Committees (Audit Committee, Nomination & Remuneration Committee, ESG & CSR Committee, Investment Committee etc.) as applicable under regulations.
• Monitor regulatory changes and implement necessary compliance updates.
• Liaise with regulatory bodies such as SEBI, Stock Exchanges, and other statutory authorities.

InvIT Compliance:

• managing compliances at each stage of filing the offer documents with SEBI
• Completion of all applicable RBI/FEMA compliances (FCGPR, FCTRS, InVI & DI)
• Manage compliances applicable to InvITs under SEBI InvIT regulations and listing obligations with Stock Exchanges
• Issuance & listing of debt securities and managing periodic compliances under SEBI LODR (Listing Obligations & Disclosure Requirements) Regulations.
• Manage compliances for multiple SPVs under the InVIT, as applicable under Companies Act, RBI/FEMA and other applicable regulations.
• Oversee compliance related to Infrastructure Investment Trusts (InvITs), including regulatory filings, disclosures, and reporting.
• Ensure adherence to InvIT-specific regulations and guidelines.

Governance & Reporting:

• Assist in board and committee meetings, including preparation of agendas, minutes, and action items.
• Manage corporate governance requirements, including Board of Directors' compliance and shareholder communications.
• Prepare and file statutory forms, returns, and disclosures with SEBI and Stock Exchanges.

Internal Compliance Management:

• Independently conduct Board Meeting, Committee Meeting(s) and General Meeting(s) of
  Unitholders/Shareholders and handle preparation of notice, agenda, minutes and all preparatory work for the meetings.
• Develop and implement internal compliance policies and procedures.
• Conduct compliance training and awareness sessions for internal stakeholders.
• Perform internal audits and compliance reviews to identify potential risks.

Qualifications & Skills:

• Education: CS, LLB or equivalent
• Experience: 4-6 years in compliance roles, specifically with InvITs and listed companies.
• Knowledge: Strong understanding of SEBI regulations, Companies Act, and LODR compliance.
• Skills: Excellent communication, analytical, and problem-solving skills. Proficiency in compliance management tools and MS Office Suite.