VP - AIF & PMS Compliance Officer - Portfolio Management Services (8-12 yrs)

Job Summary :

The VP - AIF & PMS Compliance will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations.

Key Responsibilities :

- Oversee compliance with SEBI regulations related to AIF (Alternative Investment Funds) and PMS (Portfolio Management Services).

- Ensure all regulatory filings, documentation, and reporting requirements are met in a timely manner.

- Develop and maintain internal compliance policies in line with current laws and regulations.

- Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.

- Monitor investment restrictions, risk management policies, and fund-related compliance.

- Conduct periodic compliance audits to ensure ongoing adherence to regulations.

- Provide compliance training to staff and keep the management informed about any new regulations or changes.

- Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.

- Assist with legal and regulatory queries and provide guidance on regulatory best practices.

Qualifications :

- Minimum 10 years of experience in AIF & PMS compliance, with deep knowledge of SEBI regulations.

- Must possess a CS (Company Secretary) degree.

- Excellent understanding of investment management regulations.

- Age group: 35 to 40 years.

- Strong communication and leadership skills to interact with senior management and regulatory bodies.