EJR/SPC/036/Bank/Credit Audit/ Noida

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Job Requirement

Produce daily profit and loss for the business unit/trading center

Experience in to Bank Audit /Fixed asset Audit/concurrent Audit

Provide necessary transparency of controls done either for quality assurance or for final validation and control performance

Obtain necessary sign-off from Front-Office (Traders) of the reported PL

Participate in CTB (Change the Bank) initiatives of the team as well as domain-wide

Liaise with different support teams for escalation and remediation of daily issues encountered

Collaborate with Financial Controlles and Business Relationship managers to ensure front to back controls are managed effectively.

Work with different stakeholders to improve existing processes and outputs

Financial Control roles have the following common characteristics:

Produce and review Business level internal and external financial disclosures

Performs QA function for processes within his/her teams remit and regularly assesses the effectiveness of the checks

Second level of escalation for team issues and for stakeholder escalation

Close Self-Identified Issues and Audit points on timely basis

Monitoring of exceptions including investigation and explanation

Review of Balance sheet substantiation and perform Balance Sheet certification as Primary or Secondary Account Owner

Process standardization across business

Provides summary of KRIs for their business area and remediation plans where SLAs are being missed and/or where issues exist

Responsible for ensuring that KOPs are reviewed for relevance and effectiveness on a timely basis.

Work with different stakeholders to improve existing processes and outputs

The position sits with Rates Business for EMEA region.