Compliance Manager - Portfolio Management Services/Alternative Investment Funds (3-4 yrs)

Key Responsibilities:

- Regulatory Monitoring: Stay updated on relevant laws, regulations, and guidelines from SEBI and other regulatory bodies affecting PMS, AIF, and IA.

- Compliance Reporting: Prepare and submit regular compliance reports and disclosures as required by regulatory authorities.

- Documentation Management: Maintain and organize compliance-related documents, including client agreements, KYC documentation, and regulatory filings.

- Risk Assessment: Assist in identifying, assessing, and mitigating compliance risks associated with PMS, AIF, and IA activities.

- Internal Audits: Support the compliance team in conducting internal audits and compliance reviews to ensure adherence to policies and procedures.

- Policy Development: Assist in the development and implementation of compliance policies and procedures.

- Regulatory Liaison: Act as a point of contact for regulatory bodies during inspections or audits.

Qualification and Experience:

- Education: Bachelor's degree in Finance, Law, Business Administration, or a related field. A relevant professional qualification (e.g., CS, LLB, or Compliance certifications) is a plus.

- Experience: 3-4 years of experience in compliance, preferably in PMS, AIF, or IA sectors.

- Knowledge: Strong understanding of SEBI regulations, compliance frameworks, and industry best practices.

- Skills: Excellent analytical, organizational, and communication skills. Proficiency in MS Office and compliance management software.

- Attention to Detail: Ability to work meticulously and handle multiple tasks with accuracy.