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6 Risk Management Solutions Jobs
Senior Compliance Associate
5-6 years
Gurgaon / Gurugram
1 vacancy
Senior Compliance Associate
Risk Management Solutions
posted 20hr ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
Location(s):
- Tower -11, (IT/ITES) SEZ of M/s Gurugram Infospace Ltd, Vill. Dundahera, Sector-21, Gurugram, Haryana, Gurugram, Haryana, 122016, IN
Line Of Business: Compliance(COMPLIANCE)
Job Category:
- Corporate Services
Experience Level: Experienced Hire
You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.
Skills and Competencies
- 5 years+ relevant post-qualification experience gained in Compliance or Audit in a regulated environment, preferably in regulated financial industry
- Excellent verbal and written communications skills in English, French
- Critical thinking, evidence of thoughtful and insightful approach to matters in order to be able to connect wide range of information, analysis and escalate emerging issues and/or risks expeditiously
- Proactive, highly organized and efficient, diligent with high attention to detail
- Ability to work under limited supervision and team player with ability to meet tight deadlines and manage multiple, competing priorities
- Excellent MS Excel and PowerPoint skills
Education
- Strong academic background, including master degree, preferably in law
Within an evolving regulatory environment, the successful candidate will provide support during UK business hours to the EMEA Compliance team, primarily supporting internal and regulatory reporting including notification to regulators, as well as providing general Compliance support to Local Compliance Officers on their day to day tasks. The successful candidate will perform its tasks independently and will operate under limited supervision.
Responsibilities:
- Assist in the preparation and submission of Compliance and regulatory reporting for internal (e.g. Board, endorsement committee) and external use (periodic and ad-hoc reporting to regulators)
- Develop and maintain up to date processes and procedures for accurate, timely and complete reporting, continuously seek out opportunities to streamline and standardize processes and enhance operational controls and efficiencies
- Support information gathering, review and generation of responses for regulatory supervision, support regulatory implementation and remediations in relation to periodic reporting;
- Support the successful transition of regulatory reporting to its new operating model where applicable, including implementation of controls and change management activities such as drafting business rules for technology implementation, creation of checklists, communications, training, procedures, etc.
- Monitor the Compliance generic mailbox and provide day-to-day Compliance guidance and advice to EMEA staff
- Work closely with the global Compliance team on the implementation and administration of the companys Compliance programme in the region, such as review of translated policies, procedures and training in French
Employment Type: Full Time, Permanent
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Flexible timing
Monday to Friday
No travel
Day Shift
Risk Management Solutions Benefits
Submitted by Company
Life Balance Onsite/Office Health Financial Security
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