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Moody's

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4.1

based on 164 Reviews

50 Moody's Jobs

Senior Compliance Associate

Moodys Investors Service

4.1

based on 164 Reviews

5-8 years

₹ 13.25 - 13.35L/yr (AmbitionBox estimate)

Gurgaon / Gurugram

1 vacancy

Senior Compliance Associate

Moody's

posted 11hr ago

Job Role Insights

Flexible timing

Key skills for the job

Operations Auditing French Language Change Management Compliance Regulatory Reporting

+ 2 more

Job Description

5 years+ relevant post-qualification experience gained in Compliance or Audit in a regulated environment, preferably in regulated financial industry
Excellent verbal and written communications skills in English, French
Critical thinking, evidence of thoughtful and insightful approach to matters in order to be able to connect wide range of information, analysis and escalate emerging issues and/or risks expeditiously
Proactive, highly organized and efficient, diligent with high attention to detail
Ability to work under limited supervision and team player with ability to meet tight deadlines and manage multiple, competing priorities
Excellent MS Excel and PowerPoint skills

Education

Strong academic background, including master degree, preferably in law

Within an evolving regulatory environment, the successful candidate will provide support during UK business hours to the EMEA Compliance team, primarily supporting internal and regulatory reporting including notification to regulators, as well as providing general Compliance support to Local Compliance Officers on their day to day tasks. The successful candidate will perform its tasks independently and will operate under limited supervision.

Responsibilities:

Assist in the preparation and submission of Compliance and regulatory reporting for internal (e.g. Board, endorsement committee) and external use (periodic and ad-hoc reporting to regulators)
Develop and maintain up to date processes and procedures for accurate, timely and complete reporting, continuously seek out opportunities to streamline and standardize processes and enhance operational controls and efficiencies
Support information gathering, review and generation of responses for regulatory supervision, support regulatory implementation and remediations in relation to periodic reporting;
Support the successful transition of regulatory reporting to its new operating model where applicable, including implementation of controls and change management activities such as drafting business rules for technology implementation, creation of checklists, communications, training, procedures, etc.
Monitor the Compliance generic mailbox and provide day-to-day Compliance guidance and advice to EMEA staff
Work closely with the global Compliance team on the implementation and administration of the companys Compliance programme in the region, such as review of translated policies, procedures and training in French