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33 Peoplenomic Consulting Jobs

Compliance Officer - CS/LLB (5-10 yrs)

5-10 years

Ahmedabad

Compliance Officer - CS/LLB (5-10 yrs)

Peoplenomic Consulting

posted 2mon ago

Job Role Insights

Job Description

- Company Secretary + LLB (optional) having 5 years of experience in Securities Market (5 years is must as per IFSCA Regulations).

- Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs. Monitor regulatory. changes and effectively communicate updates to relevant stakeholders.

- Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.

- Ensure the completeness and accuracy of data submitted in these reports.

- Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.

- Conduct regular audits and assessments to identify areas of non-compliance or potential risks. Implement remedial measures as needed.

- AML/CFT compliance and monitoring.

- Coordination with Custodian/Fund Accountant/Fund Admin.

- Review/drafting of legal agreements.


Functional Areas: Other

Read full job description

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