Sr. Executive- Internal Audit

Job Description

• Planning audit engagements
• Understanding the scope, development of checklists, performing data analytics, scheduling and coordinating for audit execution
• Audit execution
• Conducting audit activities, identifying control gaps, discussion and closure of audit queries with process owners
• Audit Reporting
• Preparing draft audit reports, discussion of report with process owners, finalization of audit report
• Ensure completeness of audit workpapers documentation.
• Finalizing the Audit report, Risk control matrix.
• Able to do independent discussion with HOD, CEO.
• Preparation of Audit committee submission for IA and IFC review.
• Knowledge of SEBI compliance and experience with internal auditing for mutual fund asset management companies.

Experience In:

• Internal Audit / IFC review for BFSI sector only (bank, NBFC, mutual fund, Insurance, broking)

Required Technical Knowledge:

Prior experience of either/ all of following services is required.

• Internal Audit,
• IFC Implementation & Review,
• Business Process Reviews,
• Documentation & Review of SOP
• Conversant with compliance requirements with business and tax laws, accounting standards & Ind-AS.
• The RBI guideline

Required Skillset:

• Data analytics skills
• Effective communication skills
• Proficiency in MS Excel, MS Power point
• Languages known: English & Hindi

*Candidates should be willing to work from client offices spread across Mumbai and occasional travelling outside Mumbai

Interested in making career in the areas of:

• Internal Audit,
• IFC Implementation & Review,
• Business Process Reviews,
• Documentation & Review of SOP

Office Location - Goregaon (East)