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SBI Securities

Compare

3.8

based on 1.5k Reviews

79 SBI Securities Jobs

SBI Securities - Manager Compliance

Sbicap Securities

3.8

based on 1.5k Reviews

5-8 years

₹ 10 - 20L/yr

Mumbai

1 vacancy

SBI Securities - Manager Compliance

SBI Securities

posted 1mon ago

Job Role Insights

Fixed timing

Key skills for the job

Auditing SEBI Quality Inspection Compliance Legal Compliance Regulatory Compliance

Job Description

Role & responsibilities :

Review and defining processes for implementation of various circulars issued by Exchanges, Depositories, SEBI etc.
Day to day query handling in relation to regulatory area of SEBI, Exchanges & Depositories.
Conduction Audit /review of various activity for Broking, DP ,PMS & Branch inspections
Handling Regulatory Inspections & Internal Audit Independently
Liaison with Regulators
Ensuring timely & accurate regulatory submission to exchanges, Depositories, various PMS submission etc.
Preparing various reports & MIS for Senior Management & Board of Directors

Preferred candidate profile

Experience: Min 5 Years

Stock Broking experience is mandatory

Employment Type: Full Time, Permanent

Read full job description

Prepare for Compliance Manager roles with real interview advice

People are getting interviews at SBI Securities through

(based on 96 SBI Securities interviews)

Job Portal

Referral

Walkin

Company Website

Campus Placement

Recruitment Consultant

33%

24%

15%

10% candidates got the interview through other sources.

High Confidence

What people at SBI Securities are saying

Compliance Manager salary at SBI Securities

reported by 3 employees with 15-18 years exp.

₹16.4 L/yr - ₹20 L/yr

30% more than the average Compliance Manager Salary in India

View more details

What SBI Securities employees are saying about work life

based on 1.5k employees

55%

49%

99%

Strict timing

Monday to Saturday

Within city

Day Shift

View more insights

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