Manager - Legal & Complaince - LLB/CS (4-14 yrs)

Experience: 4 to 5 years in AIF Industry for Compliance and Legal

Qualification: LLB and CS is mandatory

Roles and Responsibilities:

- Ensure SEBI reporting for AIFs (alternate investment funds)

- Ensure all compliances with regards to SEBI/ RBI are adhered to

- Assist in various audits: PPM Audit, Internal Audit and Statutory Audit

- Conduct Legal due diligence on potential investments, reviewing offer documents, contracts, and regulatory filings

- Prepare and review fund documentation, including subscription agreements, side letters and partnership agreements

- Assisting the Compliance Head with portfolio monitoring and reporting, ensuring compliance with investment restrictions and regulatory requirements

- Manage legal and compliance risks by staying current on relevant laws and regulations, identifying potential issues, and proposing solutions

- Provide legal advice and support to the investment team and other departments as needed

- Drafting/ reviewing term sheets and Transaction documents (like share subscription agreement, shareholders agreement, share purchase agreement etc) related to investments

- Preparing transaction related Compliance Note

- Preparing minutes of the IC meeting and IC resolution and ensuring all the Investment related documentation is in place

- Co-ordinating with the Investment and Operation team for smooth closure of the Pre & Post Investment activities

- Drafting/ reviewing of various policies, procedures, processes applicable to Fund Manager or AIFs from time to time, including but not limited to PMLA Policy, Conflict of Interest Policy, Risk Management Policy, Outsourcing Policy, Stewardship Policy, etc

- To assist nominee directors in applicable Companies, Act compliances such as DIR-3 KYC, MBP-1, DIR- 8, DIR-2 etc

- To keep track on regulatory update for AIFs/ VCFs/ PMS Businesses, timely update to management

- Manage relationships with external legal counsel

- Perform other any duties