Regulatory Reporting Operations Specialist (3-7 yrs)

Location: Gurgaon

Department: Regulatory Reporting / Client Services

Job Summary:

- We are seeking a highly skilled and motivated Regulatory Reporting Solutions Specialist to manage and address regulatory inquiries, support daily reporting challenges, and aid in the resolution of technical issues across various global markets.

- The ideal candidate will possess strong analytical and problem-solving skills, a deep understanding of capital markets, and expertise in regulatory compliance.

Key Responsibilities:

Regulatory Navigation:

Must Have:

- Understand Regulatory Reporting basics.

- Worked on recent rewrites - ASIC, EMIR, FCA.

- Investigate NACKs and navigate to RCA and how to resolve it.

Good to have:

- Manage DTCC submission activities including Trade state and valuation reports.

- Navigate various regulations including EMIR, ASIC, MAS, CFTC across multiple asset classes: FX, IR, Commodity, Equity, Credit, Collateral, Valuation.

Issue Resolution:

- Proficient in Exception management.

- Identify under-reporting, over-reporting, incorrect reporting, and match differences.

- Reconcile data between DTCC position reports and system extracts to identify position and intraday breaks.

- Ensure that Real-Time RT and Confirmations are reported to DTCC within stipulated timeframes.

- Coordinate with internal technical teams and FO/BO/MO for data verification.

- Continuous Improvement and Collaboration:.

Good to Have:

- Identify potential product defects, providing detailed feedback for improvement.

- Collaborate with business users on service requests, investigating business logic and application behavior.

Technical Proficiency:

Good to Have:

- Utilize scripting/programming languages (Shell, Python, SQL, PowerShell) for automation and troubleshooting.

- Troubleshoot using various data formats (Excel, JSON, XML, FPML) against mapping sheets and technical specifications.