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ICICI Prudential Life Insurance

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4.1

based on 6.3k Reviews

Video summary

Proud winner of ABECA 2024 - AmbitionBox Employee Choice Awards

Top Rated Financial Services Company - 2024

227 ICICI Prudential Life Insurance Jobs

MANAGEMENT ASSOCIATE - Compliance

ICICI Prudential Life Insurance co Ltd

4.1

based on 6.3k Reviews

0-1 years

₹ 14 - 16L/yr (AmbitionBox estimate)

Mumbai

1 vacancy

MANAGEMENT ASSOCIATE - Compliance

ICICI Prudential Life Insurance

posted 9d ago

Job Role Insights

Flexible timing

Key skills for the job

Automation Testing Legal Advisory Servicing CCTV Monitoring Regulatory Reporting SOX Compliance

+ 1 more

Job Description

Dear Candidate,We are looking for CA freshers (Batch May2024 Nov2024) who have cleared CA finals in total 4 attempts
Please find below JD for the Compliance role -Purpose / key objective of role The role requires theemployee to execute the tasks allotted by the reporting manager(s), in relationto the following compliance areasRegulatory updates and implementation- Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters
Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects
Engage with partners and stakeholders to enable compliance related onboarding and servicing processes
Agreement review- Review intermediary and service partner agreements
Regulatory Monitoring and reporting- Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting
Relook at existing processes and evaluate/implement automation to reduce people dependency and errors
Ensure record keeping of Compliance departmental records in line with regulatory requirements
Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters
Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc
IRDAI correspondence management, SOX compliance and other projects- Recording the to and fro correspondence with IRDAI, ensuring compliance to SOX and other projects as identified from time to time

Employment Type: Full Time, Permanent

Read full job description

Prepare for Compliance Associate roles with real interview advice

Top ICICI Prudential Life Insurance Compliance Associate Interview Questions

Q1. (9) One scenario will be portrayed as :- You are with a person convincing him to opt for Life Insurance plan , but he says why should I go f ... read more

asked in Senior Financial Service Manager interview

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