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Proud winner of ABECA 2024 - AmbitionBox Employee Choice Awards

Top Rated Banking Company - 2024

21 HSBC Group Jobs

Audit Director

based on 4.8k Reviews

7-12 years

Mumbai

1 vacancy

Audit Director

HSBC Group

posted 1d ago

Flexible timing

Key skills for the job

Influence the scope and extent of Global Internal Audit ( GIA) coverage to help in the identification and assessment of emerging risks across Markets and Securities Services ( MSS) Operations.
As needed oversee and support the delivery of audits across the full MSS portfolio.
Work with and across audit teams and regions to better share trends and risks emerging across HSBC.
Oversee multi-site and large single-site front-to-back audits of MSS businesses providing supervision and guidance at all stages of the audit lifecycle and paying particular attention to the key deliverables including report, RCM and stakeholder management.
Assist in the leadership of the team, through people management; acting as a role model for junior team members, and fostering an open and collaborative working culture;
Provide clear direction and support to the team;
Coach and guide team members to uplift and ensure high quality documentation as well as risk focused reviews and reports.
Contribute to the wider development of Global Internal Audit, through collaborating with other audit teams, dedicating some of your time to consider how audit can use data analytics, agile techniques and other innovations to more efficiently and effectively deliver its objectives;
Identify areas where changes are required to GIA methodology practices and coverage to comply with regulatory requirements or industry best practice; and
Support and promote the quality assurance programme.

Markets and Securities Services (MSS)

The candidate will be expected to:

possess deep knowledge and expertise across Markets and Securities Services (MSS) businesses and in particular across MSS operations.
exhibit knowledge of regulatory requirements impacting MSS operations activities
influence positive change and discussion in relation to the governance and control framework, through a combination of point-in-time audit reviews, continuous monitoring and issue validation activities
escalate significant issues to executive audit and business management;
maintain ongoing, consistent interaction with executive audit and business management;
identify and communicate areas of risk relevant to the business and region to key stakeholders for consideration in ongoing risk assessments and remediation programmes.

Continuous Monitoring

The candidate will be expected to:

execute a programme of continuous monitoring for a defined portfolio of businesses through regular bilateral meetings with stakeholders, participation in business governance forums, ongoing analysis of businesses risk profiles, and delivery of continuous monitoring reports; and
maintain and enhance stakeholder relationships through regular bilateral meetings, appropriate challenge in business risk governance forums, and keeping in touch with business, regulatory and industry developments.

Requirements

Minimum Graduation or as required for the role, whichever is higher
Familiar with details of Markets and Securities Services (MSS) commercial rationale as well as possessing detailed understanding of risks and controls related to MSS Operations activities.
an expert in general global markets key risks, processes and controls front-to-back;
an effective communicator, verbally and in writing, with convincing presentation, persuasion and influencing skills, even when delivering difficult messages to senior stakeholders;
dedicated to continually learning and improving your own skills;
excellent at managing multiple competing priorities;
an analytical thinker who is confident approaching areas outside of your expertise in a thorough and detailed manner, getting to the heart of the key features and aspects quickly; and
a solid team player, with a demonstrable desire to help the team as a whole achieve its objectives.