Manager - Regulatory Compliance - BFSI (4-10 yrs)

Manager - Regulatory Compliance

Principal responsibilities:

- Support the US Compliance Advisory & Stewardship - Risk Strategy, Bangalore function to ensure the activities related to assessment, measurement, and reporting of risk; and assessment, measurement and reporting of gaps and enhancements required to maintain an effective risk management program are performed in a proactive, timely, accurate and effective manner.

- Conducts data analysis; identify trends, themes, and gaps; and develop and present conclusions. Assists with identification, tracking, communication of exceptions and escalations.

- Exercise effective oversight on all US RC activities and develop the technical knowledge.

- Promote a risk and compliance culture within the business and alignment to Group policies and US Regulatory Requirements.

- Balancing new requirements with existing technical capabilities to ensure stakeholder expectations are managed

- Manual review of the regulations/ Controls/ Issues

- Jobholder will be required to work closely with the US Risk Strategy team to ensure BAU functions are carried out accordingly within the stipulated Performance Level Agreement (PLA)

- The jobholder will also adhere to and be able to demonstrate adherence to internal controls. This will be achieved by adherence to all relevant procedures, keeping appropriate records and, where appropriate, by the timely implementation of internal and external audit points, including issues raised by external regulators .

Qualifications:

- Minimum 4-6 years' experience in roles within a Risk / Compliance / Regulatory framework

- Good command of both verbal and written English

- Ability to understand and interpret Regulations

- Attention to details and good analytical skills.

- Strong interpersonal skills and able to build and maintain relationships

- Utilizes own initiative to resolve issues. Ability to support decisions with sound reasoning.

- Experience and Understanding of US regulatory structure is an added advantage.

- Good Knowledge of MS Office.

- Understanding of the different Lines and sub-Lines of Business.

- Knowledge of Banking and Financial Markets and Risk and Compliance.