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DWS AFC & Compliance Team
DWS Investment
posted 1mon ago
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Key skills for the job
Job Description
- Executing Calibration and Effectiveness reviews of AFC Compliance controls (e.g., Trade Surveillance alert scenarios) globally to ensure alignment with regulatory and organisational requirements.
- Implementing and executing statistical techniques designed to produce quantitative what-if analysis to optimise threshold and parameter setting for AFC Compliance controls.
- Supporting AFC Compliance Data Management initiatives to bring Material Data linked processes under management.
- Supporting Information Security topics for in-scope Compliance applications.
- Creating comprehensive solutions to effectively communicate programme topics to stakeholders tailored presentations, detailed reports, management information, etc.
- Driving operational development to ensure processes remain fit-for-purpose and evolve with industry leading trends and best practice.
Your skills and experience
- Experience in the financial services industry (asset management experience is preferred) with three lines of defence knowledge, particularly in roles involving the design, execution, or validation of a control framework.
- Understanding of financial regulation globally, specifically those covering market conduct related topics e.g., MAR, SEC, CFTC, MiFID 2, etc.
- Extensive experience in analysing large data sets, with knowledge of methods for identifying patterns, trends, and evaluating the impact of changes to configurable variables (static and dynamic) on desired outputs.
- Proficiency in Python, R, SQL, or similar language (Python is preferred) with hands on experience in querying, cleaning, transforming, and analysing data.
- Knowledge and practical application of statistical techniques such as regression analysis, hypothesis testing, and distribution modelling.
- Hands-on experience with trade surveillance systems e.g., ACA Compliance Alpha, SMARTS, Actimize, etc, including knowledge of control setup and execution.
- Degree in finance, economics, accounting, or related discipline.
- Post-graduate qualifications or equivalent professional expertise, demonstrating proficiency in required topics.
- Proficient in MS Office (advanced expertise in Excel + SharePoint is desirable) complimented by fluency in other core financial services technology platforms and applications.
- Excellent English skills.
- Knowledge of another European language (e.g. German, French, Spanish, Italian, Polish) would also be an advantage.
Competencies
- Highly motivated and self-sufficient, with a strong willingness to take on new challenges.
- Effective communication skills (written and verbal) with strict attention to detail.
- Diligent and able to manage multiple conflicting deliverables under strict deadlines.
- Comfortable in a numerical technical environment and with the general mathematical concepts of finance.
- Ability to work independently and as part of the team.
- High level of comfort in dealing with different local offices in Europe, APAC, and the US.
How we ll support you
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Employment Type: Full Time, Permanent
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