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484 DWS Investment Jobs
Regulatory Control Analyst
DWS Investment
posted 5mon ago
Job Role Insights
Key skills for the job
Job Description
- Minimum Experience of 6 years+ in various processes of Info Barrier /Trade Surveillance processes.
- Liaise with Country Compliance Officers, the business, Operations or Technology in the development, review, testing and/or enhancement of procedures.
- Ability to multi task, the prospective candidate will be dealing with multiple requests. It is critical that requests are managed in an orderly and timely manner.
- Prepare and present relevant management information to stakeholders.
- Review and fully investigate Trade and Communication Surveillance escalations and communicate the same in a timely manner to the Onshore team.
- Handling the BAU of the process along with the process escalations, Client management, Global projects and Process transitions.
- Provide guidance and training to the India CTS team, mentoring and development of staff involved in the surveillance process to ensure effective and efficient operation of surveillance activities.
- Managing projects including relating to surveillance and testing of applications.
Your skills and experience
Education and Experience:
- At least 6+ years of experience in Trade / Information Barrier Surveillance.
- Bachelor s or Masters in Commerce and Finance. MBA in finance or related field/ Chartered Accountant (CA). Advanced degree or relevant certifications (e.g., CFA, CAMS) is a plus.
- In-depth knowledge of trading systems, market structure, and surveillance technologies.
- Good understanding of Market Data for Equity and Derivatives.
- Excellent written and verbal communication skills.
- Ability to convey complex surveillance findings to both technical and non-technical stakeholders.
How we ll support you
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Employment Type: Full Time, Permanent
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