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544 DWS Investment Jobs

IB Controls Officer - Assurance, VP

13-16 years

Mumbai

1 vacancy

IB Controls Officer - Assurance, VP

DWS Investment

posted 17hr ago

Job Description

Job Description
Job Title IB Controls Officer - Assurance, VP
Location Mumbai, India
Role Description
You will be joining the Control Assurance Risk Identification (CARI) Team in the Investment Bank s Divisional Controls Office (DCO). DCO is responsible for the global control environment across IB and is closely aligned with the business, providing central oversight for Front Office (FO) control framework activities, including design, implementation, and ongoing assurance/validation of key FO owned controls. The purpose of the CARI Team is to provide IB with assurance that Non-Financial Risk key controls are complete, accurate, designed and operating effectively.
The CARI Team s responsibilities include
  • Testing the design and operating effectiveness of IB FO owned key controls
  • Checking and challenging proposed control designs by Finding/Control Owners to ensure risks are adequately mitigated in the long term
  • Guiding Finding/Control Owners as to what an effective and sustainable control entails
  • Performing quality assurance (QA) on Investment Bank (IB) Governance Fora
  • Executing detection tests to stress test the operating effectiveness of key controls
  • Running Scenario Analysis workshops and Emerging Risk Forums either to explore potential Non-Financial Risk threats or to stress test the control environment
  • Reviewing the design of new FO owned key controls before approval at the IB Control Design Authority Council (CDA)
  • Identifying and monitoring metrics to check that controls are operating
What we ll offer you
As part of our flexible scheme, here are just some of the benefits that you ll enjoy,
  • Best in class leave policy.
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above
Your key responsibilities
  • Testing the design and operating effectiveness of IB FO owned key controls
  • Reviewing Action and Finding closure packs to check the remediation is in line with expectations and asking Finding owners to make changes where required, before submitting the Finding for closure by Group Audit or Compliance.
  • Guiding Finding/Control Owners as to what an effective and sustainable control entails
  • Supporting and overseeing Assurance Team members in Mumbai when they perform assurance
Your skills and experience
  • Strong understanding of control design principles and Non-Financial Risk
  • Extensive experience in Audit, Controls Testing, Assurance, or the Business Control Unit with in-depth knowledge of IB products
  • Effective communicator, who can write concisely, present effectively, and manage and influence senior stakeholders
  • Proactive and delivery focused with the ability to work in a fast-paced environment with tight deadlines
  • Structured and detail-oriented with strong analytical and problem-solving skills
  • Proficient in Excel, PowerPoint, and Word
How we ll support you
  • Training and development to help you excel in your career.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.

Employment Type: Full Time, Permanent

Read full job description

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