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Divisional Risk and Control Analyst
DWS Investment
posted 4mon ago
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Key skills for the job
Job Description
- Analyse incidents / events, perform root cause analysis and ensure remediation is well designed with feasible deadlines; Track actions to completion
- Support Operations teams in the ongoing risk self-identification process and ensure Self-Identified Issues (SIIs) are well analysed and documented with properly designed remediating actions; Track actions to completion
- Perform detailed review over SIIs and Audit Findings to ensure high quality Finding Management (including finding life cycle management and finding closure)
- Oversee the Nearshore/Offshore Centre (NOC) Governance activities and provide insights and independent assessments to ensure governance effectiveness
- Engage in risk discussions with Internal / External Auditors / Regulators and other risk functions within the Bank
- Oversee the Key Risk Indicators (KRI) process and ensure risk impact are analysed, assessed, escalated and mitigated accordingly
- Facilitate in completion of audits / inspections to ensure effective communication and efficient information exchange
- Design / drive risk initiatives to enhance control environment and promote operational excellence
- Prepare materials for training and case study sessions on Operations / Risk topics to boost risk awareness, quality standards and ensure uniform appreciation of existing risks and controls among the Operations teams; Conduct such training when required
- Prepare Management Information (MI) reports for various Governance Forums in Hong Kong and Singapore on a monthly basis; Provide tailored-made reporting for Senior Management when required
- Manage the Risks and Control Assessment (RCA) process for Operations, challenge the appropriateness and completeness of the risk repositories with the functional managers (where required) and interface with external risk functions
- Assist in the development and implementation of a strong Quality Assurance (QA) function within the team; Perform assigned QA tasks and contribute to the overall success of QA
Your Skills & Experience/Exposure
- Minimum 5 years of experience in Operations or Risk & Control role with a financial institution
- Knowledge and experience in Front Office, KYC, Securities, Funds, Risk, Audit and Compliance would be advantageous
- Strong analytical skills required to critically evaluate information for key risk assessments
- Has a keen attention to details, able to multitask and enjoys problem solving
- Ability to work independently and prioritize the deliverables under tight deadlines
- Is comfortable with negotiating; possesses an ability to seek buy-ins from key stakeholders
- Needs to be able to thrive in a challenging constantly changing environment
- Is Dynamic - with a strong character and excellent interpersonal skills
Education/Certification
- Bachelor / Master Degree in Finance or Business
- Any professional qualification is a plus (e.g., ACCA, CIA, CFA etc.)
How we ll support you
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
Employment Type: Full Time, Permanent
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