Compliance Tester - AVP

Role & responsibilities

• Experience on assessing and/or testing the design and operating effectiveness of Compliance control frameworks and related controls.
• Good understanding of compliance and internal controls.
• Experience working in compliance in a financial institution.
• Understanding of compliance regulation, risks and internal controls, with a specific focus on global, regional or regulatory jurisdictions including the US (i.e. Volcker, Alphabet Rules), APAC or European regulations
• Experience working in a comparable Bank or international organisation of DBs size and spread. 
• Working knowledge of international banking business and products
• A university degree or other closely related professional qualification.
• Strong communication skills, both written and verbal, with an ability to communicate effectively with second line functions, the line of business, and technical team members, with the ability to influence stakeholders;
• Analytical, with the ability to provide practical solutions for minimizing risk;
• Able to work independently to manage projects and deliverables to completion;
• An enthusiastic team player; able to build strong, open dialogue-based relationships with relevant Stakeholders;
• Challenge Mindset
• Action oriented with a strong focus on completing tasks accurately and efficiently whilst working independently and with minimum direction;
• Able to remain calm under pressure while maintaining high energy levels;
• Able to manage many competing deliverables effectively for on-time delivery;
• Self-starter and able to recognize opportunities for improvement and to act on those opportunities;
• Proficiency to work with Excel, Word, Powerpoint and Access