Decimal Point Analytics - Investment Compliance Analyst (3-6 yrs)

Job Title: Investment Compliance Analyst

Department: Investment Compliance

Experience: 3 years

Job Summary:

We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team.

The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively.

This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions.

Key Responsibilities:

- Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements.

- Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards.

- Compliance Tools Management: Utilize platforms like Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes.

- Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes.

- Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution.

- Process Optimization: Continuously identify and implement improvements in compliance processes and procedures.

Key Competencies:

- Investment Instruments Knowledge: Sound understanding of equities, derivatives, and fixed-income instruments.

- Analytical Skills: Strong logical reasoning and interpretation abilities to comprehend and apply complex investment guidelines.

- Technical Expertise: Proficiency with at least one of the following platforms: Sentinel, Aladdin, Bloomberg AIM, or CRD.

- Microsoft Office: Strong working knowledge of Microsoft Office applications, especially Excel and Word.

- Communication Skills: Exceptional written and verbal communication skills to effectively convey compliance matters to diverse stakeholders.

Qualifications:

- Bachelor's/Master's degree in Finance, Economics, or a related field.

- 3 years of proven experience in investment compliance functions.

- Industry certifications (e.g , CFA, CIPM) are a plus but not mandatory