10 Decimal Point Analytics Jobs
3-6 years
Decimal Point Analytics - Investment Compliance Analyst (3-6 yrs)
Decimal Point Analytics
posted 1mon ago
Flexible timing
Key skills for the job
Job Title: Investment Compliance Analyst
Department: Investment Compliance
Experience: 3 years
Job Summary:
We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team.
The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively.
This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions.
Key Responsibilities:
- Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements.
- Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards.
- Compliance Tools Management: Utilize platforms like Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes.
- Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes.
- Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution.
- Process Optimization: Continuously identify and implement improvements in compliance processes and procedures.
Key Competencies:
- Investment Instruments Knowledge: Sound understanding of equities, derivatives, and fixed-income instruments.
- Analytical Skills: Strong logical reasoning and interpretation abilities to comprehend and apply complex investment guidelines.
- Technical Expertise: Proficiency with at least one of the following platforms: Sentinel, Aladdin, Bloomberg AIM, or CRD.
- Microsoft Office: Strong working knowledge of Microsoft Office applications, especially Excel and Word.
- Communication Skills: Exceptional written and verbal communication skills to effectively convey compliance matters to diverse stakeholders.
Qualifications:
- Bachelor's/Master's degree in Finance, Economics, or a related field.
- 3 years of proven experience in investment compliance functions.
- Industry certifications (e.g , CFA, CIPM) are a plus but not mandatory
Functional Areas: Other
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