Associate/Senior Associate, Investor Services - Bangalore

Associate/Senior Associate, Investor Services

Location: Bangalore
Department: Fund Services
Vacancy Type: Permanent

Work Timings: APAC/EMEA/Americas

Work Mode: Hybrid

Roles & Responsibilities:

Know Your Customer (KYC)/Anti Money Laundering (AML)

• Awareness of KYC documentation requirements for various entity types (Individual, Corporate, Limited Partnership, Trust, etc,)
• Ensure compliance of Know Your Customer (KYC) norms, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD)
• Conduct enhanced ongoing monitoring for high risk investors
• Anti-Money Laundering checks for both Fund and investors as per regulatory requirements
• Apply due diligence checks to determine if the investor is acting on its own and not for the benefit of a third party
• Screening of investors using Risk intelligence tool
• Periodic screening of investors to assess variation in investor risk profile
• Risk profiling of Fund and Investor based on multi parameters set out in the AML/CFT guidelines
• Monitor account activity for any suspicious activity by identifying patterns
• Keep abreast of the Regulatory changes and updates with regards to AML/CFT for respective jurisdiction

Capital Activity

• Ensure subscription, redemption and transfers are as per terms of Offering Memorandum
• Process capital activities i.e. subscription, redemption, transfers and Master-Feeder transactions
• Prepare and dispense capital call and distribution notices for PERE Funds
• Preparation and distribution of order acknowledgement and order confirmation for the capital activities received
• Preparation and distribution of NAV statements as per partnership allocations

Client/Investor Query Handling

• Client and Investor On-boarding
• Good communication skills to interact directly with clients and investors
• Respond to client, investor and audit requests in an efficient and timely manner

Treasury Operations

• Facilitate Hedge/PE funds in opening bank accounts
• Fed and International wires to be initiated and processed accurately on respective banking platform
• Ensure wire transfers are accepted only from financial institutions incorporated in Schedule 3 country jurisdiction

Youre Profile:

• Any Graduates, Masters in Finance & Accounting, Qualified CA, Inter CA or Inter ICWA
• 2-6 years experience in Financial Services / Capital Markets Industry with min 8+yrs work experience in Investor Services / investor Relation domain
• Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure
• Demonstrable accomplishments relating to organizational change activities in a fast-paced environment.
• Willing to work in global shifts
• Excellent verbal and written communication in English & strong problem-solving skill

Interested?

Apply Now!!