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Engaged Employer

BNY

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4.0

based on 3.8k Reviews

467 BNY Jobs

Senior Associate, Compliance & Control

BNY Mellon International Operations (India)

4.0

based on 3.8k Reviews

2-7 years

₹ 3.7 - 7.2L/yr (AmbitionBox estimate)

Pune

1 vacancy

Senior Associate, Compliance & Control

BNY

posted 21d ago

Job Role Insights

Flexible timing

Key skills for the job

Finance Inventory Management Change Management Compliance Financial Services Bloomberg

+ 1 more

Job Description

Senior Associate, Compliance & Control - Regulatory Change Management

We re seeking a future team member for the role of Senior Associate, Compliance & Control to join our Compliance Assurance - Regulatory Change Management team. This role is located in Pune, Maharashtra - HYBRID

In this role, you ll make an impact in the following ways:

Global Horizon Scanning coverage to identify relevant regulatory changes, regulatory events, notices or other publications of relevance to BNY
Initial triage of regulatory changes and other notifications, in line with pre-agreed parameters.
Tracking and reporting of regulatory changes
Coordination of Compliance Rules Inventory updates and mappings
Triage and allocation of regulatory change alerts
Oversight of completion of regulatory change alerts
Escalation and reporting of overdue impact assessments
Co-ordination and tracking of updates to the Compliance Rules Inventory
Responding to queries around Regulatory Change tooling
Support with MI, metrics and reporting where required.

To be successful in this role, we re seeking the following:

Education: Minimum Graduate in Finance
Preferred experience: Minimum of 5-7 years industry experience out of which minimum 2-3 years of Compliance, Reg Change Management and/or Horizon Scanning experience.
Awareness of Regulatory regimes/horizon scanning frameworks preferred. Experience or awareness of APAC, US and EMEA regulations preferred.
Should have knowledge of the Financial Services Industry, and a general knowledge of compliance concepts.
Strong analytical skills and ability to meet stringent deadlines, work under pressure with attention to detail and accuracy to achieve quality results.
The role requires interaction with internal stakeholders at all levels up to senior management and consequently the role necessitates strong collaboration skills. Excellent spoken and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
Advanced PowerPoint and Excel skills.
Good analytical skills capable of identifying, collating and distilling relevant information.
Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
Ability to work effectively in a fast-paced environment, with the ability to prioritize and balance competing, time sensitive demands.

America s Most Innovative Companies, Fortune, 2024
World s Most Admired Companies, Fortune 2024
Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
Best Places to Work for Disability Inclusion , Disability: IN - 100% score, 2023-2024
Most Just Companies , Just Capital and CNBC, 2024
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
Bloomberg s Gender Equality Index (GEI), 2023

Employment Type: Full Time, Permanent

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What people at BNY are saying

3.9

Rating based on 106 Senior Associate reviews

Anonymous · Banking Operations in Pune

Likes

Provides good bonus, and enough leaves a year.

Dislikes

Management isnt good, appraisal is terrible, promotions are very less compared to number of new openings, managers doesnt let you apply for IJPs, have to provide explanation on each of your leaves with proofs.

Read 106 reviews