L3 - Sales & Compliance - MH - Pune

DESCRIPTION

• Level: L3
• Department: Sales Compliance
• Designation: Manager Compliance
• Responsible for: Sales Compliance
• Location: HO Akurdi
• Experience: Minimum 5 years, preferably in Financial Services/Banking/FMCG/NBFC
• Qualification: Any graduate/P. G.
• Reporting To: Sr. Manager Sales Compliance
• Nature of Role: Individual Performer

ROLE & RESPONSIBILTY

• To implement an effective Compliance Management Framework to ensure operational risks and controls are being managed appropriately at the Business level in a proactive and disciplined manner to meet external, internal and regulatory requirements.
• Provide analytical solutions through statistical modelling, reporting and data analysis
• Must know Power BI & SQL & Oracle
• Preferred skills: -
  • Knowledge of SFDC data model
• Governance activity will be crucial part of this :-
  • Closely monitoring the system and review data
  • Automate the report
  • Data analysis
  • Big data handling
• Do regular audit activities of process / data
• Maintain daily and month trackers for audit reviews.
• Project Management Run and Support Various Risk and Compliance projects. Work with specific business units to enable them to deploy solutions.

SKILL SET REQUIRED

• Out of box thought process
• Social & outspoken
• Result orientation
• Analysis Skills
• Must Know SQL/ Power BI
• Prior experience in data management and analysis

KEY PERFORMANCE AREA

• Governance activity, Process evaluation & built controls
  1. Closely monitoring the system and review data
  2. Automate the report
  3. Data analysis
  4. Big data handling