AML KYC Specialist

Key duties and responsibilities

• Individual/You should be able to perform quality reviews for all entity types. i.e

Corporates, foundation/ Charities, institutional Investors, designated bodies etc,

based on the Anti-Money Laundering (AML) policies and guidelines.

• Individual/You should be able to identify and document the results of the quality

reviews and proposed remedial actions.

• Individual/You should be able to provide clear feedback to associates and coaching

as needed.

• Individual/You should be well versed with any or all AML guidance for Cayman,

Delaware, Australia, Ireland, Bermuda etc.

• Individual/You should have working knowledge of any or all of screening tools viz.

World Check, Pythagoras, Lexus-Nexus etc.

• Individual/You should be well versed with Microsoft applications. Expertise in

excel and presentation skills is an added advantage.

• Individual/You should have working knowledge of FATCA/CRS reporting. He/She

should be able to review US tax forms i.e., W9, W8-BEN, W8-IMY, Withholding

statements etc.

• Individual/You should have good written and verbal communication skills.
• Individual/You should be able to keep records in good order and perform regular

remediation activities as per the risk rating of investors.

• Individual/You should be able to work separately and also collectively in a group as

the situation demands.

• Individual/You should be able to create the required reports in time, without any

reminders.

• Positive attitude and team spirit is a must.
• Prior experience in Transfer agency functions will be an added advantage.

Qualification and Experience

• Flexible enough to work in any shift as per business needs.
• Prior Transfer Agency processing experience is required.
• Bachelors degree in commerce is desired.
• 2-10 years of relevant experience
• Flexible enough to work in any shift as per business needs.

Skills Required

• Strong analytical skills
• Responsible for meeting all client deliverables.
• Ability to navigate proficiently in a window environment.
• Strong knowledge of Microsoft Excel & Word.
• Ability to write messages in a clear and concise manner.
• Ability to read, write & speak English proficiently.
• Strong research, resolution, and communication skill
• Interpersonal skills - Relationship builder, respectful and resolves problems.
• Communication skills - Presentation skills, listening skills, oral & written

communication skills.

• Self-management - Adaptability and resilience, learning behavior, integrity and ethics

and relationship build. Motivational skills - Performance standards, achieving results

and persistence.

• Innovative thinking - Creative thinking decision making, input seeking, logical

thinking and solution finding.

• Attention to detail and ability to work on multiple tasks.