Compliance Analyst

The role requires to support the completion of the EMEA Trade Surveillance monitoring program which is designed to prevent and detect issues in respect of Market Abuse, Best Execution and Trading Conflicts of Interest.

Key Responsibilities

Required Qualifications

• Post-graduate/Graduate from a well-recognized institute would be preferred
• Ability to investigate, analyse and solve problems.
• Attention to detail.
• Good communication skills (verbal and written)
• Team player
• Able to work on own initiative
• Strong Microsoft office skills

Preferred Qualifications

• Interest in financial markets and a willingness to learn and develop
• Understanding of data analytics systems such as Excel Macro and PowerBI.

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U. S. based financial planning company headquartered in Minneapolis with a global presence. The firm s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.