Virtual WALK-IN - Financial Crimes Compliance - KYC Domain Experts

We are conducting a VIRTUAL WALKIN DRIVE on Saturday 01 March, 2025 for multiple requirements within FCC.

Kindly read through the description carefully before applying for the open roles.

Role #1

Associate/Sr. Associate - KYC Due Diligence

Number of Positions

02

Location

Bangalore or Gurgaon

Working Hours

General or UK Shift | Hybrid

Job Description

This position will be responsible for performing due diligence reviews on Financial Institutions and / or complex investment structures within the Financial Crimes Compliance domain (Onboarding, Periodic reviews and Trigger reviews).

Process management

1. Managing the daily allocation queue

2. Performing initial assessment to understand the complexity of a case

3. Ensure SLA metrices are met (quality and quantity)

4. Build strong control measures to ensure minimal mistakes

5. Subject Matter Expert, ability to make risk-based judgements

6. Maintaining standard operating procedures

Client management

1. Managing all client communications (calls-emails) as per applicable frequency (daily-weekly-monthly)

2. Maintaining daily trackers and publishing monthly governance matrices

3. Strive to achieve a C-SAT of Exceeds Expectations

Mandatory requirements

- 4 to 6 years experience with Global Financial Institutions, with strong hands-on experience in handling FCC operations and processes related to commercial banks only

- Strong domain knowledge in performing due diligence reviews for complex legal structures

- Excellent communication skills (verbal and written)

- Proven record in client interactions

- Strong Analytical skills to spot trends and patterns Acuitykp.com

- Strong Reporting skills (MIS for operational statistics)

- Strong team and engagement management skills

- Experience using at least one ownership database like Orbis, Bankers Almanac, Bankscope, SWIFT Registry, etc

- Experience using at least one screening database like Dow Jones, World Check, Lexis Nexis, Orbis, etc

Certifications

- ACAMS

- ACFCS

- ICA

Role #2

Associate/Sr. Associate - Inbound KYC

Number of Positions

03

Location

Gurgaon

Working Hours

UK Shift | Work From Office

Job Description

This position will be responsible for delivery of KYC operations related to Private Equity / Hedge Funds.

The process will include:

• Inbound / Reverse KYC
• Assessing requests received from 3rd party funds / administrators and coordinating with multiple internal stakeholders to
• Collate all the KYC documents
• Prepare applicable KYC/AML questionnaires (UBO declarations, PEP questionnaire, AML questionnaire / AML comfort letter).

The individual will work in close partnership with the operations teams to ensure accurate and complete data quality and compliance with regulatory requirements.

Key Responsibilities

- Very strong understanding of legal entity structures and applicable underlying KYC/AML documentation requirements.

- Coordinate with multiple teams to i) source and ii) prepare necessary questionnaires and letters - Prepare MIS reports and documentation related to the tasks - Interact with the customer and discuss the output.

Mandatory requirements

- 2 to 6 years experience with Private Equity Funds / Hedge Funds, with strong hands-on experience in handling all operations)

• Mandatory exposure to Funds domiciled in Luxembourg, Cayman Islands and British Virgin Islands

- Strong domain knowledge

- Excellent understanding of different kinds of legal entities

- Excellent communication skills (verbal and written)

- Strong analytical and judgement skills

- Proven record in client interactions

- Strong Reporting skills (MIS for operational statistics)

Certifications (preferred)

- ACAMS

- ACFCS

- ICA

Role #3

Associate or Sr. Associate CDD (KYC Due Diligence) and AML (Transaction Monitoring)

Number of Positions

05

Working Hours

UK Shift | Work From Office

Location

Bangalore

Job Description

This position will be responsible for the delivery of projects related to Onboarding and Periodic Review with focus on Transaction Analysis and / or Transaction Monitoring (L1/L2) reviews.

The operations/process will include:

1. Review of the customers profile on records and refreshing / updating the same. The profile would include i) registration details, ii) nature of business and iii) ownership structure

2. Performing public domain searches (Google searches) for adverse news on the customer and associated parties

3. Analysing the transactions done by the customer to assess if they match its business profile & activity.

a. Coordinating with the clients CDD and FIU team to report any non-regular or suspicious activity b. Coordinating with the clients CDD and FIU team to raise RFIs, where required

c. Preparing a detailed summary report of the transactions analysed

4. L1 Transaction Monitoring to review and assess if alerts are false positive or need further investigation

5. L2 Transaction Monitoring to investigate potential alerts to assess if suspicious activity

The individual will work in close partnership with the CDD and FIU teams to ensure accurate and complete data quality and compliance with regulatory requirements.

Key Responsibilities

- Perform L1 or L2 function is applicable

- Performing standard KYC checks

- Perform Sanctions, Watch List, PEP and Adverse New Screening

- Prepare alert summaries on the basis of the available, collated and researched information.

- Perform transaction analysis

- Prepare summary report for transaction analysis

- Conduct quality reviews (Peer QA and QC)

- Prepare MIS reports and documentation related to the tasks

- Interact with the customer and discuss the outputs

Mandatory requirements

- 3 to 6 years experience with Global Financial Institutions, with strong hands-on experience in transaction monitoring, preference to be given if candidate has experience in correspondent banking transaction monitoring

- Strong domain knowledge

- Excellent research skills

- Strong judgement skills

- Strong Analytical skills to spot trends and patterns

- Excellent communication skills (verbal and written)

- Strong Reporting skills (MIS for operational statistics)

- Proven record in client interactions

Certifications (preferred)

- ACAMS

- ACFCS

- ICA