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19 Abchlor Investment Advisors Jobs
Product and Compliance Manager
Abchlor Investment Advisors
posted 4mon ago
Job Role Insights
Fixed timing
Key skills for the job
Job Description
The Product and Compliance Manager in a wealth management company oversees the development, management, and compliance of financial products and services. This role ensures that products meet regulatory standards, align with client needs, and support the company s strategic goals. The individual works closely with product development, operations, and risk teams to maintain regulatory adherence and enhance product offerings.
Product Tie-Ups and Strategy
Regulatory Compliance
Financial Planning
Policy Implementation and Training
Documentation and Reporting
Skills
Attention to Detail
Strategic Thinking
Adaptability
Collaborative Mindset
Key Responsibilities -
- Drive the tie-ups and integration of new financial products, ensuring they align with market trends and client needs
- Collaborate with product, marketing, and sales teams to develop product strategies and go-to-market plans
- Conduct regular market research and competitor analysis to identify opportunities for product innovation
- Monitor relevant regulations and policies, ensuring product offerings comply with all legal and regulatory requirements (e.g., SEBI, AMFI etc)
- Develop and implement compliance frameworks and guidelines for product development and lifecycle management
- Conduct compliance risk assessments and audits on products and processes, ensuring adherence to internal and external guidelines
- Plan and present financial plans for individuals and corporates based on risk profile and financial goals
- Develop and maintain policies related to product compliance and operations
- Provide training and guidance to cross-functional teams on regulatory requirements and compliance best practices
- Serve as a compliance point of contact for all product-related queries and training
- Maintain accurate and comprehensive records for all product development and compliance-related processes
- Prepare detailed reports for audits, regulatory submissions, and senior management
- Ensure all documentation meets internal and regulatory standards
Qualifications -
- Bachelors degree in finance, law, business administration, or a related field. A Master s degree or relevant certifications (e.g., CFA, CPA) is preferred
- 5+ years of experience in product management, compliance, financial planning in financial services, ideally within wealth management or investment management
- Strong understanding of financial products, investment vehicles, and regulatory frameworks
- Excellent analytical, organizational, and problem-solving skills
- Strong communication and interpersonal skills, with the ability to work collaboratively
- Proficiency in compliance management tools, risk assessment software, and Microsoft Office Suite
Key Competencies -
- Precision in assessing compliance requirements and integrate regulatory-compliant products
- Ability to foresee regulatory trends and adapt product strategies accordingly
- Comfort with shifting regulatory environments and new compliance requirements
- Works effectively with cross-functional teams to align product and compliance objectives
Employment Type: Full Time, Permanent
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What people at Abchlor Investment Advisors are saying
What Abchlor Investment Advisors employees are saying about work life
based on 4 employees
Strict timing
Day Shift
Abchlor Investment Advisors Benefits
Soft Skill Training 
Work From Home 
Health Insurance 
Team Outings 
Education Assistance 
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