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1 Abchlor Investment Advisors Job
Product and Compliance Manager
Abchlor Investment Advisors
posted 3mon ago
Job Role Insights
Fixed timing
Key skills for the job
Job Description
Product Tie-Ups and Strategy
Skills
Key Responsibilities -
- Drive the tie-ups and integration of new financial products, ensuring they align with market trends and client needs
- Collaborate with product, marketing, and sales teams to develop product strategies and go-to-market plans
- Conduct regular market research and competitor analysis to identify opportunities for product innovation
- Monitor relevant regulations and policies, ensuring product offerings comply with all legal and regulatory requirements (e.g., SEBI, AMFI etc)
- Develop and implement compliance frameworks and guidelines for product development and lifecycle management
- Conduct compliance risk assessments and audits on products and processes, ensuring adherence to internal and external guidelines
- Plan and present financial plans for individuals and corporates based on risk profile and financial goals
- Develop and maintain policies related to product compliance and operations
- Provide training and guidance to cross-functional teams on regulatory requirements and compliance best practices
- Serve as a compliance point of contact for all product-related queries and training
- Maintain accurate and comprehensive records for all product development and compliance-related processes
- Prepare detailed reports for audits, regulatory submissions, and senior management
- Ensure all documentation meets internal and regulatory standards
- Bachelors degree in finance, law, business administration, or a related field. A Master s degree or relevant certifications (e.g., CFA, CPA) is preferred
- 5+ years of experience in product management, compliance, financial planning in financial services, ideally within wealth management or investment management
- Strong understanding of financial products, investment vehicles, and regulatory frameworks
- Excellent analytical, organizational, and problem-solving skills
- Strong communication and interpersonal skills, with the ability to work collaboratively
- Proficiency in compliance management tools, risk assessment software, and Microsoft Office Suite
- Precision in assessing compliance requirements and integrate regulatory-compliant products
- Ability to foresee regulatory trends and adapt product strategies accordingly
- Comfort with shifting regulatory environments and new compliance requirements
- Works effectively with cross-functional teams to align product and compliance objectives
Employment Type: Full Time, Permanent
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Abchlor Investment Advisors Benefits
Soft Skill Training 
Work From Home 
Health Insurance 
Team Outings 
Education Assistance 
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