Upload Button Icon Add office photos
Engaged Employer

i

This company page is being actively managed by London Stock Exchange Group Team. If you also belong to the team, you can get access from here

London Stock Exchange Group Verified Tick

Compare button icon Compare button icon Compare

Filter interviews by

London Stock Exchange Group Senior Compliance Analyst Interview Questions and Answers

Updated 14 Jan 2025

London Stock Exchange Group Senior Compliance Analyst Interview Experiences

1 interview found

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed in Dec 2024. There was 1 interview round.

Round 1 - HR 

(1 Question)

  • Q1. All about previous experience and compliance related questions they have asked

Interview Preparation Tips

Interview preparation tips for other job seekers - Two rounds with hiring manager and the HR

Interview questions from similar companies

I applied via Company Website and was interviewed in Mar 2021. There were 3 interview rounds.

Interview Questionnaire 

3 Questions

  • Q1. Conflict management
  • Q2. Financial forecasting and vendor management
  • Q3. Alteryx, SQL

Interview Preparation Tips

Interview preparation tips for other job seekers - - Be prepared.
- Read the JD to understand the probable questions.
- Ask your queries and understanding about the requirements.
- Smile
- Be yourself
- Prepare introduction in line with the job

Interview Questionnaire 

1 Question

  • Q1. Different types of risk in finance
  • Ans. 

    Different types of risk in finance include market risk, credit risk, liquidity risk, operational risk, and legal risk.

    • Market risk refers to the potential for losses due to changes in market conditions, such as fluctuations in interest rates, exchange rates, or stock prices.

    • Credit risk is the risk of default by borrowers or counterparties, leading to potential losses for lenders or investors.

    • Liquidity risk is the risk o...

  • Answered by AI

I applied via Naukri.com and was interviewed before Aug 2019. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Technical and behavioral questions only. I went through Manpower. It was third party payroll.

Interview Preparation Tips

Interview preparation tips for other job seekers - Prepare as per job description.

I applied via Recruitment Consultant and was interviewed before Jun 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Project Overview BA/PO related questions Domain and Behavioral questions

Interview Preparation Tips

Interview preparation tips for other job seekers - Freshen up the domain learnings
Be confident of the behaviour questions as per the past and practical experience

I applied via Naukri.com and was interviewed before Feb 2021. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. Be well prepared for technical round as this will be a make or break for you

Interview Preparation Tips

Topics to prepare for HSBC Group Business Analyst interview:
  • Technical
Interview preparation tips for other job seekers - Prepare well for technical round

I applied via Recruitment Consultant and was interviewed before Sep 2020. There were 3 interview rounds.

Interview Questionnaire 

1 Question

  • Q1. Do you still expect to get a hike in this pandemic

Interview Preparation Tips

Interview preparation tips for other job seekers - The straight forward answer got me a good hike.

Answer was
Frankly speaking getting a job in this pandemic would be enough fore but i think as per the name and big company like you should maintain the reputation and give a decent hike despite of a pandemic.

Interview Preparation Tips

Round: Test
Experience: Test conducted covered 12th class mathematics like probability, permutations and combinations, etc. 

Good knowledge of this subject was needed for clearing this round.Around 40 students were short-listed after this round.

Round: Case Study Interview
Experience: Questions asked were based on probability and optimization.

Round: Technical Interview
Experience: This round judged the candidate's knowledge on Data Analysis, General Awareness and other questions asked were resume-based.

Round: HR Interview
Experience: In this, a candidate were asked some random questions and questions regarding himself.

General Tips: Have a good practice on all the questions sent by BC.For every point mentioned in the resume, one should have a backup for that point.Read Newspapers (at least Economic Times) at least before 2 months.
Skill Tips: CAT preparation would definitely help (almost same topics as CAT).
Skills: Knowledge in Probability and Statistics., Basics in Operation Research (Optimization).
College Name: IIT MADRAS
Motivation: The company encourages entrepreneurial skills,enabling and empowering employees to take appropriate decisions. Those wanting to grow better as an entrepreneur should definitely apply here.

Interview Questionnaire 

2 Questions

  • Q1. Citi bank has to enter Indian Market where should it set up its offices?
  • Ans. 

    Citi bank should set up its offices in major cities like Mumbai, Delhi, and Bangalore.

    • Citi bank should consider the economic and political stability of the region.

    • The bank should also consider the availability of skilled workforce and infrastructure.

    • Major cities like Mumbai, Delhi, and Bangalore have a large customer base and a well-established financial sector.

    • Setting up offices in multiple cities can help the bank re...

  • Answered by AI
  • Q2. If I am(interviewer) a client will you(interviewee) give me credit card?

Interview Preparation Tips

Round: Test
Experience: 10 single correct questions, 10 CAT based questions, 5 data sufficiency questions, 2 subjective questions were asked.
Tips: All the objective questions were easy so everyone would have solved. Subjective questions were important for selecting candidates .Final solution for subjective questions are not important ,the way you approach is important.
Duration: 45 minutes

Round: Case Study Interview
Experience: Questioned on Resume points. A case study was given and the student has to analyse it.

Round: Case Study Interview
Experience: Case study question and brain teaser were asked. Brainteaser was an easy question.

Skill Tips: Mock interviews with friends and ready with all resume points of how to explain them each helps. Solved many case studies. Updated myself with latest news. I also read Wiki questions like how to get 3 wolnes, 2 men to other side of river?.
Skills: Soft skills, Case study solving ability
College Name: IIT MADRAS

I applied via Campus Placement and was interviewed in Dec 2016. There were 5 interview rounds.

Interview Preparation Tips

Round: Resume Shortlist
Experience: Show your finance and analytics background in the resume.

Round: Test
Experience: aptitude, same as cat exam

Round: HR Interview
Experience: They asked me about my interest, why do I want to join citicorp. I discussed current financial events like demonetisation, etc, its impacts. They asked some questions like today's dollar rate.

Round: Technical Interview
Experience: They asked me to discuss my internship work which I had written in my resume. They asked whether the work which I have done was used by my company.

Round: HR Interview
Experience: In this 3rd and final round, they asked me if I won't leave the job later if I get better better offer from somewhere else. They asked me whether I am happy with the compensation they are offering me.

College Name: IIT Madras

London Stock Exchange Group Interview FAQs

How many rounds are there in London Stock Exchange Group Senior Compliance Analyst interview?
London Stock Exchange Group interview process usually has 1 rounds. The most common rounds in the London Stock Exchange Group interview process are HR.

Tell us how to improve this page.

London Stock Exchange Group Senior Compliance Analyst Interview Process

based on 1 interview

Interview experience

4
  
Good
View more

Interview Questions from Similar Companies

Wells Fargo Interview Questions
3.8
 • 580 Interviews
Citicorp Interview Questions
3.7
 • 573 Interviews
HSBC Group Interview Questions
3.9
 • 489 Interviews
American Express Interview Questions
4.1
 • 366 Interviews
BNY Interview Questions
3.8
 • 351 Interviews
UBS Interview Questions
3.9
 • 339 Interviews
Morgan Stanley Interview Questions
3.6
 • 293 Interviews
Morningstar Interview Questions
3.9
 • 244 Interviews
View all
London Stock Exchange Group Senior Compliance Analyst Salary
based on 7 salaries
₹4.5 L/yr - ₹8 L/yr
11% less than the average Senior Compliance Analyst Salary in India
View more details
Content Analyst
1.3k salaries
unlock blur

₹2.4 L/yr - ₹7.5 L/yr

Associate Content Analyst
901 salaries
unlock blur

₹2.2 L/yr - ₹6 L/yr

Senior Content Analyst
457 salaries
unlock blur

₹4 L/yr - ₹10 L/yr

Research Analyst
267 salaries
unlock blur

₹2.8 L/yr - ₹7 L/yr

Associate Research Analyst
229 salaries
unlock blur

₹2.2 L/yr - ₹5.5 L/yr

Explore more salaries
Compare London Stock Exchange Group with

Wells Fargo

3.8
Compare

HSBC Group

3.9
Compare

Cholamandalam Investment & Finance

3.9
Compare

Citicorp

3.7
Compare
Did you find this page helpful?
Yes No
write
Share an Interview